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Examining emotional intelligence and leadership


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Examining emotional intelligence and leadership
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Webb, Shannon
University of South Florida
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Self awareness
Self confidence
Dissertations, Academic -- Psychology -- Doctoral -- USF   ( lcsh )
government publication (state, provincial, terriorial, dependent)   ( marcgt )
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theses   ( marcgt )
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ABSTRACT: Varying theories have been presented about the relationship of emotional intelligence to transformational leadership. The present study examines the extent to which a self report measure of emotional intelligence, based upon an ability model, can predict each of the four components of transformational leadership. This study further considers the extent to which the quality of a leader-follower dyaďs Leader-Member Exchange relationship can moderate the relationship between emotional intelligence and transformational leadership. Study results demonstrate that emotional intelligence is related to several components of transformational leadership, and that both the quality of the Leader-Member Exchange relationship and the tenure of the follower can moderate the relationship between emotional intelligence and some of the components of transformational leadership.
Thesis (Ph.D.)--University of South Florida, 2005.
Includes bibliographical references.
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by Shannon Webb.
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Examining Emotional Intelligence and Leadership by Shannon Webb A dissertation submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy Department of Psychology College of Arts and Sciences University of South Florida Major Professor: Paul E. Spector, Ph.D. Walter C. Borman, Ph.D. Cynthia R. Cimino, Ph.D. Jonathan A. Rottenberg, Ph.D. Kristen L. Salomon, Ph.D. Date of Approval: October 13, 2005 Keywords: self awareness, self confidence, empathy, supervisor, transformational, LMX Copyright 2005, Shannon Webb


Dedication Throughout the process of completing my Doctorate degree, many people have helped to inspire me, guide me, and motivate me to succeed. I woul d like to thank some of those people, without whos e help and support I would not have reached this point. To begin, my thanks goes to my advisor, Dr. Paul Spector, whose advice and guidance have led me down fascinating avenues of research. I’d also like to thank my committee members, who have challenged me, and who have helped to make my dissertation into a better study. On a personal note, I’d like to thank my parents, Marabeth Bacon and Robert Webb, who, beyond providing me with a path fo r my education and career, have also provided unconditional support, encouragement, and generosity. Finally, my thanks and my love go to my fiance, Adam Bonner, who has stood beside me with advice, help, and love through all the phases of this process. Without the supp ort of these three people, I would never have made it this far.


i Table of Contents List of Tables................................................................................................................. .....ii List of Figures................................................................................................................ ....iii Abstract....................................................................................................................... .......iv Chapter 1 – Introduction.....................................................................................................1 Emotional Intelligen ce: Ability models..........................................................................2 Emotional Intelligen ce: Mixed models.........................................................................11 Leadership: Transformational.......................................................................................16 Leadership: Leader Member Exchange........................................................................29 The present study..........................................................................................................37 Chapter 2 – Method..........................................................................................................40 Participants................................................................................................................... .40 Procedure...................................................................................................................... 42 Materials...................................................................................................................... .42 Emotional intelligence..............................................................................................42 Self awareness...........................................................................................................43 Self confidence..........................................................................................................43 Empathy....................................................................................................................44 Transformational leadership.....................................................................................44 Leader-Member Exchange........................................................................................44 Job satisfaction..........................................................................................................45 Chapter 3 – Results...........................................................................................................4 6 Descriptive Statistics.....................................................................................................46 Scale Reliability............................................................................................................50 Interrater Reliability......................................................................................................51 Relationships Among Study Variables.........................................................................53 Hypothesis Testing.......................................................................................................55 Chapter 4 – Discussion.....................................................................................................64 References..................................................................................................................... ....84 Appendices..................................................................................................................... ...91 Appendix A: Study Measures.......................................................................................92 Wong and Law Emotional Intellig ence Scale (Wong & Law, 2002).......................92 New General Self-Efficacy Scale (NGSE) (Chen, Gully & Eden, 2001).................93 Private Self-Consciousness subscale of the Self-Consciousness Scale (Fenigstein, Scheier & Buss, 1975)..............................................................................................94 Davis Empathy Scale (Davis, 1994).........................................................................95 LMX 7 (Graen & Uhl-Bien, 1995)...........................................................................96 Job Satisfaction Subscale of the Michigan Organizational Assessment Questionnaire (Cammann, C., Fichman, M ., Jenkins, D. & Klesh, J., 1979)...........97 Appendix B: Respondent Demographics......................................................................98 About the Author...................................................................................................End Page


ii List of Tables Table 1: Hypotheses Testing Summary............................................................................35 Table 2: Descriptive Statistics by Scale Type...................................................................48 Table 3: Skewness and Kurtosis Values by Scale............................................................48 Table 4: Scale Outliers......................................................................................................50 Table 5: Scale Alpha Level...............................................................................................51 Table 6: Interrater Reliability for Leadership Measures...................................................52 Table 7: Correlations Among All Variables Used in Study.............................................54 Table 8: Results of Regression of Personality Variables and EI on Leadership Scale.....58 Table 9: Tests for Moderation by LMX............................................................................61 Table 10: Tenure in Current Position................................................................................98 Table 11: Hours Worked per Week..................................................................................98 Table 12: Number of Direct Report Employees...............................................................98 Table 13: Respondent Gender...........................................................................................98 Table 14: Respondent Age................................................................................................98


iii List of Figures Figure 1: Interaction of EI and LMX................................................................................62 Figure 2: Moderation of EI and Indi vidualized Consideration by Tenure........................74 Figure 3: Moderation of EI and In tellectual Stimulation by Tenure................................76


iv Examining Emotional Intelligence and Leadership Shannon Elizabeth Webb ABSTRACT Varying theories have been presente d about the relationship of emotional intelligence to transformationa l leadership. The present study examines the extent to which a self report measure of emotional in telligence, based upon an ability model, can predict each of the four com ponents of transformational le adership. This study further considers the extent to which the quality of a leader-follower dyad’s Leader-Member Exchange relationship can moderate the rela tionship between emotional intelligence and transformational leadership. Study results de monstrate that emoti onal intelligence is related to several components of transformati onal leadership, and that both the quality of the Leader-Member Exchange relationship and the tenure of the follower can moderate the relationship between emo tional intelligence and so me of the components of transformational leadership.


1 Chapter 1 – Introduction Emotional intelligence (EI) is a term that refers to a field of theories relating to the understanding and use of emotions. Debate continues to rage about what, exactly, emotional intelligence is. There are three wi dely recognized schools of thought at present. One views emotional intelligence as a pr ecisely defined form of intelligence, encompassing only emotion related abilities. The recognized model based upon this view is referred to as an ability model. The second school of thought takes a broader view of emotional intelligence, conceptualizing it as expressed via a wider rang e of skills and traits related to emotions. Models of emotional intelligence created from this viewpoint are often referred to as mixed models. Alternately they have been labe led personality models or trait models, due to their significant relationship s with personality traits. The final school of thought believes that em otional intelligence is no more than a conglomeration of previously defined cons tructs. Members of this school (e.g., Landy, 2005) express the opinion that there is lit tle further utility in studying emotional intelligence. While their critic isms may be valid, the evidence published to date in support of the construct of emotional inte lligence (e.g, Mayer, Salovey, Caruso & Sitarenios, 2001, 2003) is convincing. To i gnore the construct at this point simply because of the current negative reactions coul d be to do a great disservice to psychology. Because of this, this final school of thought is not presented any further in this paper, but the strengths and weaknesses of the ability and mixed models of emotional intelligence are discussed.


2 Leadership is a construct often disc ussed in conjunction with emotional intelligence (Ashkanasy & Tse, 2000). There ar e multiple models of leadership, and these models focus on different levels of leadershi p. At the individual, or leader level, a key model is that of transformational leader ship (Avolio & Bass, 1988). Transformational leadership, while not represen tative of all forms of lead ership, provides a model with clear theoretical relationships to emotional in telligence. This makes it an excellent model of leadership to consider in the present c ontext. At the relationship, or dyadic level, Leader-Member Exchange (LMX) theory (Graen & Uhl-Bien, 1995) provides another explanation of leadership with links to emo tional intelligence. What follows is a review of the existing literature relevant to both em otional intelligence and to the two leadership constructs mentioned above. Emotional Intelligence: Ability models Of the two schools of thought that accept th e construct of emotional intelligence, the position with the greatest construct clarity is that which focuses on EI as an ability. This school of thought views emotional intelligen ce as a set of abilities directly related to emotions. These abilities are a natural part of every individual’s daily functioning. However, as is the case with other cognitive ab ilities, individuals with greater ability in the area of emotional intellig ence should have enhanced f unctioning compared to those with lesser ability. The mode l encompassing this school of thought, generally referred to as an ability model, is most often concep tualized as having f our subcomponents. The component labels used by Mayer, Caruso and Salovey (2000) to describe these subcomponents are: Emotional perception, em otional facilitation of thought, emotional understanding and emotional management.


3 The first component, emotional percepti on, involves the ability to recognize emotion in the self and in external targets. Examples of external targets include other people, visual art and music. The second co mponent, emotional facilitation of thought, encompasses the abilities to link emotions to other objects and to use emotions to enhance reasoning and problem solving. An exam ple of this would be an individual who, upon perceiving anger in himself, is capable of analyzing the cause of that anger and thereby addressing that cause and resolvi ng the anger. The abili ty to understand how emotions relate to each other and what emotions mean is subsumed under the third component, emotional understanding. The f ourth and final component, emotional management, refers to an ability to understa nd and manipulate emotions in the self and in others. An example of this would be an i ndividual who is able to invoke a positive mood in himself when he is depressed, and thereby is able to function and interact with other people in a positive manner. Mayer, Salovey, Caruso and Sitarenios (2001) further clarify these four components. They explain that the four com ponents act as a four branch hierarchy, with perception of emotions acting as the most basic or bottom branch and emotional management as the most complex, or top bran ch. That is, perception of emotions is a necessary precursor to the next three branches. If an individual lacks the ability to process emotional input on the lowest le vel of the model, perception of emotion, they would also lack the ability to manage emotions at a higher level of the model. Research on the construct of alexithymia has supported this hi erarchy. Alexithymia is a constellation of symptoms characterized by difficulty recognizi ng one’s own emotions. The research has shown that alexithymics also have difficulty recognizing emotions in others, using


4 emotions to enhance reasoning, and managing their own emotions (Parker, Taylor & Bagby, 2001). This supports the premise that those who lack the ability to perceive emotions, the lowest branch of the model, also lack the ability to function at higher branches of the model. Once perception has occurred, then emotions can be utilized to facilitate thought, whether this process is cons cious or not. Research done by Levine and Burgess (1997) has demonstrated that different emotions, such as anger, sadness or joy, are related to different problem solving strategies. She argues that the strategies related to each emotion are those which are most adaptive for the cau se of the emotion. For example, sadness, which is evoked when a goal or desire is pe rmanently blocked, leads to emotion-focused coping strategies. Due to the permanent natu re of the blockage, emotion-focused coping is the most appropriate strategy, according to Levine and Burgess. If the goal is permanently blocked, then problem focused c oping strategies designed to reach the goal would be ineffective. Thus specific emoti ons can lead an indi vidual to appropriate cognitive responses. This finding supports the idea that emotions, once perceived, can be used to enhance thought. More complex still is the ability to unde rstand what emotions mean. This involves cognitive processing to recognize how multiple emotions can combine and to anticipate how one emotion leads to another. Finally, the highest and most complex branch is managing emotions, which involves a great deal of cognitive processing in order to translate emotional knowledge to behavior. For example, to manage the emotion of sadness in another person an individual mu st determine what words to say and what physical behaviors to enact. Several studies have found si gnificant correlations between


5 emotional intelligence and verbal intellig ence (Mayer, Caruso & Salovey, 1999). It is possible that these correlations are significant in part because verbal skills are necessary to manage emotions in others. This adds to the complexity of the f ourth branch, and helps to explain its position in the hierarchy. Recent research provides support for the id ea that this definition of emotional intelligence meets the criteria of an intelligence (Mayer, Caruso & Salovey, 1999; Ciarrochi, Chan & Caputi, 2000; Roberts, Zeidner & Matthews, 2001). Because the construct validity of emotional intelligence has been so greatl y debated in the literature, a review of the evidence for cons truct validity is merited here. One of the earliest articles focusing on the construct validity of the four branch ability model was written by Mayer, Caruso and Salovey (1999). The authors bega n by conceptualizing emotional intelligence as a new form of intelligence, one that falls under the umbrella of “general mental abilities”. They then argued that in order for emotional intelligence to be a new and valid type of intelligence, it must meet three criteri a that apply to the valid ation of all types of intelligence. The first criterion was referred to as a conceptual one, and stated that intelligence “must reflect mental performance rather than simply preferred ways of behaving” (pp. 268). Thus with this model, emotional in telligence should only include cognitive information processing and the dir ect behavioral results thereof, and not personality factors such as self-esteem. In clusion of personality traits would reflect preferred ways of behaving and would th ereby invalidate the ability model. This is not to suggest that behavior is unrelated to the ability model of emotional intelligence. As noted earlier, behaviors are undoubtedly a part of regulating emotions in the self and in others, and could well help to identify emotions. Ho wever, behaviors that


6 are the result of cognitive information processing are included in this model, while behaviors that are the result of personality traits are not. That is, the behaviors that typify certain personality traits are not considered to be the same as the behaviors that arise from individual’s emotional intelligence. The cognitive processes associated with emotional intelligence might well result in an individual behaving in ways not expected based on his or her personality traits. While th is is a simplistic view of the personalitybehavior link, and one that ignores the trai t-situation controversy in the field of personality (Pervin, 1985), it is the basic foundation of Mayer and colleagues’ conceptual criteria. The second criterion given by Mayer and hi s co-authors was what they referred to as a correlational criterion. Based upon this cr iterion, any intelligence, “should describe a set of closely related abilities that are sim ilar to, but distinct from, mental abilities described by already establishe d intelligences” (pp 268). The expectation that arises from this criterion is that emotional intelligence should correlate with established intelligences to such an extent that a re lationship is demonstrated, but not so much that emotional intelligence cannot be distinguished from t hose established intelligences. The final criterion listed was called a developmental crit erion. It stated that all intelligences are expected to increase with age and experience. Thus an individual’s emotional intelligence should increase as that i ndividual gains experience. Having articulated these three criteria Mayer, Caruso and Salovey (1999) attempted to demonstrate that their ability m odel of EI, as measured by the MEIS (Mayer, Caruso & Salovey, 1999) or the MSCEIT (Mayer, Salovey, Caruso & Sitarenios, 2001), met all three. In order to meet the first, th e conceptual criterion, the authors pointed out


7 that they had operationalized emotional intelligence as an ability. Further, the method used to measure emotional intelligence, the ME IS, was designed to be an ability measure, with objectively correct a nd incorrect answers. Based upon this operatio nalization, the authors concluded that emotional intelligence had successfully met th e first criterion of an intelligence. The authors then administered the MEIS, m easures of verbal IQ and measures of personality traits to a large (N=503) subject pool. The personal ity trait measures used fell into two groupings. The first grouping was composed of pers onality factors related to empathy. It included measures of positive shar ing, avoidance and feeling for others. The second grouping was composed of personality fa ctors that the author s labeled “life space criteria”. These included life satisfaction, se lf-improvement, and parental warmth. After measures had been administered, scores on the MEIS were factor analyzed. A three factor solution was consistently found. The three fa ctors obtained repres ented perception of emotions, understanding and ut ilizing emotions, and managing emotions. Thus the two middle branches of the four branch hierarchy app ear to be joined. It is interesting to note that the original model of emotional intel ligence, authored by Sal ovey and Mayer (1990) did combine these branches. A hierarchical factor analysis that was subsequently completed demonstrated that all the subscales of the MEIS loaded onto a single, general emotional intelligence factor. Following the factor analysis of the MEIS analysis, th e authors then looked for evidence that emotional intelligence, as measured by the MEIS, met the correlational criterion discussed above. Th ey discovered a correlation of r =.36 between overall scores on the MEIS and verbal intelligence. The au thors felt that this correlation was of a


8 magnitude sufficient to indicate that emotiona l intelligence was indeed related to other intelligences, but was also significantly different from those others. Correlations between the MEIS and the empathy measures were then examined. All were significant, however all had lower correlations th an the one found between verb al IQ and EI. Finally, the authors tested the correlations between emo tional intelligence and the life space criteria, after partialing out both verbal IQ and empathy from EI. Of the three correlations between EI and life space factor s that had been significant pr ior to partialing out verbal IQ and empathy, two remained significant. Th e authors tentatively concluded that the MEIS does measure more than just personality or IQ factors, and in fact is capable of capturing the EI construct. Several subsequent studies that used diffe rent but theoretically sound personality measures such as the NEO-PI-R (Ciarrochi, Chan & Caputi, 2000; Mayer, Salovey, Caruso & Sitareni os, 2003) supported this conclusion. Finally, Mayer, Caruso a nd Salovey (1999) tested sa mples of both adolescents and adults in order to demonstrate that emotional intelligence met the developmental criterion mentioned above. They found signi ficant differences between the adolescent and adult samples, such that adults did appe ar to outperform the a dolescents. Thus the authors felt that the third criterion for an intelligence had been met. Based on this research, the authors concluded that the em otional intelligence construct was indeed valid. They noted the need for further researc h, however, especially on the relationship of EI to personality. This need was subsequently addressed by Ciarrochi, Chan and Caputi (2000). These authors evaluated the emotional inte lligence construct using the MEIS, Raven’s Standard Matrices (an intelligence test), measures of empathy, self esteem and four


9 personality measures taken from the NE O-PI-R. Those four measures captured extraversion, neuroticism, ope nness to feelings and openness to expression. Three criteria measures were also obtained, representing life satisfaction, rela tionship quality and parental warmth. These authors found that EI was not significantly related to the measure of intelligence used. However, they pointed ou t that the IQ measure they used is related more closely to performance IQ than to verbal IQ, and therefore perhaps emotional intelligence is also related more closely to verbal intelligence. This result raises the concern that the MEIS and MS CEIT measure verbal ability, and not necessarily EI. It could be the case that some of the subscales assess verbal ability, while others such as regulating emotions assess personality. Th e understanding emotions subscale is quite vulnerable to such concerns. The following que stion from that subscale on the MSCEIT demonstrates why such concern is warranted : “Optimism most closely combines which two emotions? (a) pleasure and anticipation; (b ) acceptance and joy; (c) surprise and joy; (d) pleasure and joy.” (Mayer, Caruso & Sa lovey, 1999). It could be argued that this question and others like it that comprise this subscale re quire more of a knowledge of word meaning than of emotional understand ing. If questions like this, which make up several subscales, do measure ve rbal ability, they could expl ain the moderate correlation of EI with verbal intelligence, and the lack of correlation with performance IQ. This could also explain the moderate correlations to personality traits such as empathy, which are discussed below. An alternate explanation of the modera te relationship between EI and verbal intelligence is that verbal intelligence is a necessary component of emotional intelligence that has not been formally included in the cons truct. Because verbal ab ility is related to a


10 person’s ability to express himself or herself, and therefore to regulate emotions in others, it could be necessary to have a certain level of verb al ability in order to have a certain level of emotional intelligence. This would ju stify the use of some subscales that appear to measure verbal ability. No matter what the true relationship between EI and verbal and performance IQ is, results of the studies presented above provide support that emotional intelligence, as measured by the MEIS or MSCEIT, meets the correlational criterion of an intelligence. However, as with any developing construct, emotional intelligence should be examined with a critical eye. Ciarrochi and his colleagues (2000) proceed ed to examine the relationship of EI to the personality measures. They found signi ficant relations between EI and empathy, extraversion and openness to feelings. Signifi cant correlations were also found between EI and relationship quality and life satisfacti on, two of the three criterion measures. As was found in the Mayer study, Ciarrochi, Chan and Caputi (2000) also found that significant correlations to these criteria rema ined, even after IQ, empathy and the other personality measures had been partialed out of the relationship. Thus this study provides evidence that the emotional intelligence constr uct correlates with theoretically related constructs such as empathy, but also has incremental validity be yond those constructs. When considering the incremental validity associated with emotional intelligence, caution should be taken not to assume that EI can become a replacement for personality measures. While emotional intelligence was found to have increm ental validity beyond the performance IQ and personality measures the incremental validity of personality beyond EI was never addressed in the Ciarro chi, Chan and Caputi study (2000), nor in any of the other studies mentioned. Also, considering the concerns raised earlier


11 regarding verbal intelligence, the incremental value of EI in the case of Ciarrochi and colleagues’ study does remain in question. If verbal IQ had also been partialed out, findings would be more supportive of the incr emental validity of EI. Thus Ciarrochi, Chan and Caputi’s (2000) work provides tent ative support of the construct validity of emotional intelligence, as captured by ability measures. Emotional Intelligence: Mixed models The second school of thought on emotional intelligence is considerably broader than the pure ability school. It includes m easures that attempt to capture components of the ability model of EI through self reports of typical behavior. It also encompasses models and associated measures that include not just emotiona l abilities, but also abilities that emotions and management of emotions ca n facilitate. An example of this would be leadership skills, which can be facilitated though skilled understanding and use of emotions. The facets composing mixed models and the measures used to capture them vary greatly by theorist, but the work of Bar-On has been particular ly influential in the field, and much research has been done on the utility and validity of his model. Bar-On himself describes his model as an extension of an ability model by Salovey and Mayer (Bar-On, Brown, Kirkcaldy & Thome, 2000). Moreover, his model typifies the mixed or personality approach to EI. Bar-On’s emo tional and social intelligence framework encompasses the following five factors: Intrapersonal capacity, interpersonal skills, adaptability, stress management, and motiva tion and general mood fa ctors (Bar-On et al., 2000). The first factor, intraper sonal capacity, involves the abili ty to understand the self and emotions in the self, and to cohere ntly express one’s emotions and ideas.


12 Interpersonal skill, which is the second factor refers to an ability to recognize other’s emotions and to maintain mutually satisfyi ng relationships with those others. The third factor, adaptability, encompasses the ability to use emotions in the self, as well as external cues, in various ways. Those ways include interpreting a situation, altering cognitions and emotions as situations change and solving problems. The ability to cope with strong emotions and with stress is the fourth factor of stress management. Finally, the fifth factor, motivation and general mood, re fers to an ability to manifest positive moods, enjoy those positive moods and to experience and express positive emotions. As can be seen here, the factors or co mponents that make up ability models are significantly different from those that form Bar-On’s model and others like it, such as Goleman’s (1995) Emotional Quotient model. However, emotions are involved in both ability and mixed models. In the ability mode l, emotions are directly related to the abilities being considered. In the second se t of models, mixed models, emotions can either be directly related to abilities, or they may instead assist abilities. For example, within the motivation and genera l mood factor, an individual with no ability to perceive emotions could still motivate himself to act for external reward. On the other hand, an individual able to motivate himself by r ecognizing the positive rewards and also the positive mood that will arise from action may well experience greater success in life due to multiple sources of motivation. It is important to note that mixed models are highly correlat ed with personality constructs such as empathy and self-esteem (Dawda & Hart, 2000; Petrides & Furnham, 2001; Newsome, Day, & Catano, 2000). Dawda and Hart (2000) repor ted correlations between the EQ-i (Emotional Quotient Invent ory) (Bar-On, 2000) and four of the five


13 NEO-PI-R scales to be between r =.33 and r =.72, with the majority of the correlations falling above r =.51. Newsome, Day and Catano (2000) found that all but one of the factors obtained from the 16PF, a personality measure, were significantly correlated with both the EQ-i total score and the EQ-i composite scores ( r’ s=.18 to -.77). Taking a slightly different approach, Pe trides and Furnham used fact or analysis to examine the relationship of trait emotional intelligence, as measured by the EQ-i, to both the ‘Big Five’ personality construct, and Eysenck’ s P-E-N personality model. These authors interpreted the results of their study to indicate that EI could be viewed as a “lower order composite construct” that would fit into eith er model. In their view, EI was a part of personality, albeit a part some what different from existing pe rsonality structures. Based on this stream of research, many resear chers argue that mixed model “Emotional Intelligence” scales measure little more than personality, and add insignificant incremental validity to predictions of anything beyond what is given by existing personality scales (Petrides & Furnha m, 2001; Caruso, Mayer & Salovey, 2002; Charbonneau & Nicol, 2002). However, those researchers who advocate mixed models of emotional intelligence point to the importance of pe rsonality factors, especially empathy and self-esteem, in their models (Goleman, 1995; Bar-On, 2000). They note that their models of emotional intelligence subsume the components of ability m odels and cover related traits (Bar-On, 2000). For example, the four branches of th e ability model are contained in various components of Bar-On’s (2000) emotional and social intelligence model. The first and second branches of the ability model, percepti on of emotions in the self and others and understanding emotions, fall unde r Bar-On’s domains of intrap ersonal and interpersonal


14 capacity. The third branch of using emotions to facilitate thought is subsumed within the component of adaptability. The final branch, managing emotions in the self and others, relates to both the factor of interpersona l capacity and the factor of motivation and general mood. Thus, these theorists argue, mixed models do encompass ability models. But these mixed models include far more than just the components of ability models. Goleman (1995) speculates than an individual high on emotional intelligence should also be high on empathy, self awareness, openness to experience and related traits. In fact, if the individual was lacking in emo tional intelligence, he or she would also be lacking in empathy, self awareness and ot her traits. With mixed models, emotional intelligence is the key trait that leads to other traits. Becau se of this, the relationship between emotional intelligence and these person ality traits becomes part of the overall mixed model of emotional intelligence. As a corollary of the inclusion of personality traits in the model, personality traits become part of the measures used to capture mixed models of emotional intelligence. Due to the use of personality in mixed models and their associated measures, it can be difficult to make a strong case for the discriminant validity of mixed measures of emotional intelligence beyond that of existi ng personality measures. Despite this, mixed model theorists argue that there is eviden ce that a single mixed measure of emotional intelligence can predict certain criteria as well as a personality measure. Examples of this do exist in the literature. Mixed models have been used to predict different types of success, such as academic success or success in relationships (Sc hutte et al., 2001; Van der Zee, Thijs & Schakel, 2002).


15 It is also necessary to poi nt out that not all mixed models attempt to measure so wide a range of personality traits as does Bar-On’s model. Wong and Law (2002) created a short, self report measure of emoti onal intelligence calle d the Wong and Law Emotional Intelligence Scale (WLEIS). Their inventory measures ty pical behavior, like the EQ-i, and thus can not be classified with the ability models and measures. However, it is based upon Salovey and Mayer’s (1990) ea rly three factor ability model of EI. Therefore it attempts to measure percepti on of emotions, regulation of emotions and utilization of emotions. Bar-On’s model and its associated measure include components such as maintaining mutually satisfying re lationships and enjoying positive moods. These are both factors that could be direct expre ssions of personality, and seem to be only distantly related to EI. The WLEIS, on th e other hand, measures a smaller range of typical behavior that is arguably more closel y related to EI. This could explain why the WLEIS successfully predicts a number of outcome variables, such as task and contextual performance, after controlling for persona lity (Law, Wong & Song, 2004). Thus, when considering the value of mixed measures of EI it is necessary to carefully examine the makeup of each specific measure. Having examined the current research on mi xed models of emo tional intelligence, it appears that such models and their associated measures hold promise. It is likely that some measures, such as the WLEIS or th e SSRI (Schutte, et. al., 1998), another self report test based on Salovey a nd Mayer’s (1990) three factor model, attempt to capture more than just personality tr aits, and are useful in pred icting various outcomes. More research is clearly needed to determine when mixed models and measures should be used.


16 In terms of predicting practical outcome s, such as leadership skills, mixed measures have one key advantage over abilit y measures. Proponents of ability measures can not conclusively state that those measures do capture the “pure” ability of EI. Current research fails to support such a claim. Furthe r, even if they do assess an individual’s ability, they will assess maximum ability. That is, a true abil ity measure will capture what an individual is capable of. On the other ha nd, personality measures are more likely to capture typical performance. Measures like the WLEIS ask i ndividuals how they normally think and behave. When predicting ever yday behavior, it is arguably better to have a measure of typical performance, such as the WLEIS, than a measure of maximum possible performance, such as the MSCEIT. In what follows, a series of hypothese s are presented to test the idea that emotional intelligence, as measured via a self report instrument such as the WELIS, is capable of predicting useful information. Furt her, these hypotheses test the extent to which emotional intelligence is a unique constr uct, one that can demonstrate incremental validity beyond theoretically rela ted constructs such as empathy, self awareness and self confidence. Specifically, the utili ty of emotional intelligence in predicting leadership is considered. Because of this, di scussion of two relevant leader ship theories begins below. Study hypotheses are included in the discussion to facilitate clarity. A summary of all hypotheses can be found at the end of this chapter. Leadership: Transformational When considering the components of any model of EI, it is easy to see a clear influence of emotional intelligence on ev eryday life. Day to day interactions and cognitions are influenced by how well we deal with our own and others’ emotions. One


17 way EI is likely to have a large impact on people is through so cial interactions. Emotional intelligence will have a pervasive impact on leadership, which is one type of social interaction. If leaders are not sensitive to the emotional information they receive from their followers, conflict may well occur. If the leaders are awar e and are capable of managing emotions in others, this should al low interpersonal interactions to proceed smoothly. Managing emotions in the self and in others is a critical component of leadership. According to Yukl (1994), as cited in Ashkana sy and Tse (2000), all leadership involves “mobilizing human resources toward the atta inment of organizational goals” (2000). Many researchers have stressed the importa nce of the proper use of emotions to successful leadership (e.g., Ashkanasy & Tse, 2000; Pescosolido, 2002; Sosik & Megerian, 1999; Barling, Slater & Kelloway, 2000). These authors note that leaders use emotional tone to secure coope ration within groups, to motivate followers and to enhance communication. Furthermore, as Caruso, Ma yer and Salovey (2000) point out, leaders must be aware of their followers’ emotiona l reactions. Without such awareness, the leader will have difficulty knowing when, or if, his orders are followed. One specific field of leadership study th at appears to hold great promise for relationships with emotional intelligence is that of transformational or charismatic leadership. Yukl (1999) writes th at theories of transformationa l or charismatic leadership focus on the importance of emotions, unlik e other leadership theories. Numerous definitions of both types of leadership exist, and for each definition there is a different view on how one type relates to the other. Yukl (1999) notes th at the number of definitions make it difficult to compare the two terms. However, Yukl states that recent


18 research has resulted in transformational a nd charismatic leadership theories becoming conceptually similar. Conger’s (1999) analyses of the relevant liter ature indicate that many researchers feel either that charismatic and transformational leadership refer to the same leadership construct, or that charismatic leadership is subsumed within the construct of transformational leadership (Ashkanasy & Tse, 2000; Conger, 1999; Hunt & Conger, 1999). Furthermore, the majority of empirical research completed to date has used complimentary models of transformational or charismatic leadership, rather than models that strictly differentiate the two. With this research in mind, a model of transformational leadership that encompasses charisma is presented here. Several models of transformational or charismatic leadership exist, however three main models have become recognized in th e leadership field. As Conger (1999) notes, only one of those models, the transformational leadership model created by Avoilio and Bass (1988), focuses on transformational leadersh ip rather than charisma. The other two models focus on charisma and the leadership qualities associated with it. While those leadership qualities bear striking similarity to the leadership behaviors included in the transformational model, differences remain between the models. According to Conger, due to the value connotations associated w ith the term ‘charisma’, Avoilio and Bass’s transformational model has become more often used. As a result, their four component transformational leadership model is well s upported in the literature, and thus it is presented here. The first component, or f actor, of the transformati onal leadership model is idealized influence. Most taxonomies of transf ormational leadership place charisma into this factor. In fact, Bass (2000) specifically la bels this factor ‘Charismatic Leadership’.


19 Whichever label is used, the factor refers to the extent to which followers trust and emotionally identify with the leader as a result of the leader ’s behavior (Pillai, Schriesheim & Williams, 1999; Sosik & Megerian, 1999). The second factor is inspirational motivation, and it refers to the ex tent to which the leader provides followers with emotional or tangible resources that will lead to achievement of the leader’s goals. Intellectual stimulation is the third component of transformational lead ership. It refers to the extent to which the leader encourages followers to question their current knowledge, beliefs and modes of action. Finally, the last component is indivi dualized consideration. This refers to the leader’s tendency to provide followers with tasks and feedback appropriate for their needs and skills. Lending support to the notion that charismatic leadership is a key component of transformational leadership, a study by Bass (1 988) found that charisma accounted for 66 percent of the response variance in the transformati onal leadership model. Other research has come to similar conclusions about the relationship between charisma and transformational leadership (Ashkanasy & Tse, 2000). This finding is likely due in part to the fact that one of the exp ected results of transformational leadership behavior is identical to one of the main components of nearly all charismatic leadership models. A product of transformational leader ship behavior is that the le ader’s values and standards are transferred to the followers, thus resul ting in changes in the followers’ values and associated cognitions and behaviors (MacKenzi e, Podsakoff, & Rich, 2001). Likewise, a product of charismatic leadership behavior is the transference of the leader’s vision and associated behaviors to the followers (C onger, 1988; Wasielewski, 1985; Yukl, 1981). Thus charisma is a core part of transformational leadership.


20 Because of the relationship of charismatic leadership to transformational leadership, charismatic leadership become s a good starting point for examining the relationship of transformational leadership to emotional intelligen ce. Before beginning on such an examination, however, it is necessary to define the construct of charisma. Max Weber was the first to discuss charismatic l eadership, and other theories on the subject have grown from his writings (Conger 1988). Weber discussed an ideal and extraordinary leader who had authority over ot hers based upon the fo llowers’ trust in the leader’s character. Yukl (1981) listed a number of outcomes th at arise from a charismatic leader. These outcomes include: (1) followers tr ust in the leader’s beliefs, (2) followers assimilate or internalize the leader’s beliefs (3) followers feel positive emotion regarding the leader, (4) followers become emotionally involved in the goals of the leader, (5) followers believe they can aid in the success of the leader’s goals. Thus, a charismatic leader is one with the ability to instill in his followers his own beliefs, trust in himself and a sense of efficacy for accomplishing those beliefs. Emotional intelligence should be an integr al part of charisma tic leadership. In fact, Wasielewski (1985) argues that emotions are the basis of charisma. She postulates that at the lowest level, a charismatic leader cannot instill values in his or her followers unless he or she is able to “sincerely c onvey his own belief.” In order to convey such sincerity, a leader must first understand the em otions felt by his or her followers. He or she must then speak to those emotions in su ch a way that the followers become conscious of them. Finally, the leader must present his or her own ideas in terms of new emotions that the followers must adopt. Wasielewski ci tes the example of Martin Luther King, Jr. In his famous “I have a dream” speech, he began by evoking the crowd’s own feelings of


21 anger at social inequality. Immediately follo wing that, however, he evoked pride and pity in the crowd: pride toward themselves for enduring challenges, and pity toward those who live in anger and use violence. Thus Ki ng spoke to his followers’ emotions first, thereby demonstrating his understanding of them. He followed that by proposing a different set of emotions, and a vision for be haviors (nonviolence) to be associated with those emotions. The ability to transform followers’ emotions in such a manner is clearly related to emotional intelligence. First, perception of emo tions in the self and in others is necessary for a leader to recognize both the emotions associated with his own vision, and the emotions associated with his followers’ ini tial values and beliefs. Next, understanding of emotions and how they relate to each other, and to external sources, is key. The leader must understand how the emotions his beliefs en tail relate to the emotions his followers’ beliefs entail. Through this relationship, the l eader can draw a logical connection between the two. Also, and of extreme importance, a charismatic leader must understand how emotions relate to physical gestures, speech patterns and other cultural information he shares with his followers. For example, Ki ng understood the pride and hope associated with the spiritual “Let Freedom Ring” and ther efore he was able to use those words in his speech to maximum effect. Finall y, managing emotions in the self and others is necessary so that the leader can transfer his values to his followers. Thus the basic components of emotional intelligence are all directly related to charismatic leadership. Beyond this, emotional intelligence has even more ability to influence charisma. As Yukl (1981) mentions, followers of char ismatic leaders will feel positive emotion toward the leader, and also to ward the leader’s goals. Kell y and Barsade (2001) discussed


22 the role of emotional contagi on in creating strong emotional states within a group. In the context of groups, emotional contagion refers to a spread of emotion from one member of the group, often the leader, to the rest of the group. This spread is unconscious and mostly automatic. That is, those individuals who ‘receive’ emoti onal contagion are not aware of it. Emotional contag ion occurs when receivers mimic the physical emotional behaviors of an individual, such as facial expressions, language and gestures. Research has demonstrated that this unconscious physical mimicry results in the receiving individuals reporting the same emotions that the ‘sender’ reports (Doherty, 1998; Kelly & Barsade, 2001). Emotional intelligence should play a role in emotional contagion. A leader who is able to manage emotions in the self and in others will be better able to propagate emotional contagion within the group. As wa s mentioned previously, managing emotions in others includes understanding and using relevant gestures, language and facial expressions. Assuming that the leader selects and displays positive emotions regarding his or her goals, or toward himself or herself, such contagion will be a part of charismatic leadership. A leader who is unable to manage em otions in the self or others will likewise find it difficult to spread such positive emotions about goals a nd himself or herself. All of this information suggests that emotional in telligence should be strongly related to charisma. Given all of this information, ther e appears to be a convincing case for the relationship of emotional inte lligence to charisma. Thus, the first of the study hypotheses is presented below, and additional study hypot heses are included where relevant in the continued discussion of leadership that follows. Hypothesis 1a: Emotional intelligence is related to charisma.


23 Many scholars have suggested that emoti onal intelligence is nothing more than a conglomeration of personality traits, such as empathy and self awareness. In the case of charisma, it is expected that empathy woul d be a predictor, given the importance of recognizing emotions and responding to emoti ons in others. Likewise, self awareness should predict charisma, because such awarene ss can be expected to facilitate a leader’s ability to recognize emotions. Fu rther, self confidence relate s to a leader’s ability to actively manipulate the emotions and ideas of others to his or her own mindset. Those lacking self confidence should be less capable of such manipulation for a variety of reasons. If emotional intellig ence were only comprised of empathy, self confidence and self awareness, then it should have no in cremental validity beyond these three variables when predicting charisma. However, emoti onal intelligence, as conceptualized here, includes a component that specifically a ddresses manipulation of emotions, and a component that includes understanding emo tions, both of which are at the crux of charisma. Those components are different from empathy, self confidence and self awareness. Thus, the follow ing hypothesis is presented: Hypothesis 1b: Emotional intelligence will demonstrate incremental validity beyond empathy, self awareness and self conf idence when predicting charisma. Having considered the relationship of id ealized influence, or charisma, to emotional intelligence, the second factor of the transformational leadership model, inspirational motivation, will be considered. Se veral researchers have demonstrated that two key factors in determining a leader’s succes s in inspirational motivation are his or her self confidence and self aw areness (Yukl, 1999; Sosik & Me gerian, 1999). Individuals who are able to perceive a nd understand their own emotions and the emotions of others


24 should have greater self awareness. They s hould be better able to understand emotional feedback they receive regardi ng their performance. Thus emo tional intelligence should be related to self awareness. Work by So sik and Megerian (1999) supports this. Following the hierarchical nature of the ability model of emotional intelligence, self awareness should be relate d to the model at the most basic and fundamental level, perceiving emotions. Thus, emotional intellig ence and self awareness should be strongly and directly related. Emotional intelligen ce, as measured by the WLEIS, should not directly measure self confidence. While some mixed measures such as Goleman’s (1995) directly and intentionally assess self confiden ce, the WLEIS does not. Rather it attempts to measure an individual’s typical expression of perceivi ng emotions, managing emotions and utilizing emotions. None of these com ponents bear a direct relationship to self confidence. It is likely, however, that those with higher levels of emotional intelligence have greater success in certain aspects of life, due to the ab ilities associated with EI. These successes should lead to greater self confidence. For exampl e, the ability to successfully manage one’s own emotions could lead to a feeling of mastery over the self, and thereby to self confidence. Also, indivi duals who are aware and who thus correctly receive and interpret feedback they receive from others regarding their performance may feel a heightened sense of confidence because their interpretations of others are often correct. In these ways, it is possible that em otional intelligence relates self awareness and self confidence. Based on this, the following hypotheses are proposed: Hypothesis 2a: Emotional intellig ence will predict self awareness. Hypothesis 2b: Emotional intellig ence will predict self confidence


25 Hypothesis 2c: Emotional intelligence will ha ve a stronger relationship to self awareness than to self confidence. Beyond the role that emotional intelligence plays in explaining self awareness and self confidence, two factors necessary for in spirational motivation, em otional intelligence should also play a direct role in inspirational motivation. Th e ability to manage emotions in the self and in others, a component included in all EI models and measured by the WLEIS, should allow leaders to provide emo tional motivation to their followers. A leader who is aware of his or her followers’ emotions and who alters them in such a way as to direct them toward a feeling of empowerment uses his or her ability to manage emotions to motivate. Conger and Kanungo (1988) specifica lly posit that a transformational leader uses his or her own strong emotions to arouse similar emotions in followers. Thus: Hypothesis 3a: Emotional intelligence will sign ificantly predict inspirational motivation. The previous four hypotheses raise the possibility that the relationship of emotional intelligence to inspirational motiva tion could be due in part to self awareness and self confidence. This is especially likely, given that self confidence is needed in order to give others a sense of empowerment, a task critical to inspirat ional motivation. It is also possible that a leader’s awareness of other’s emotions could be a result of the leader’s empathy. However, because EI in cludes skills unique from empathy, self awareness and self confidence, it is unlikel y that these variables account for the entire relationship. Therefore, the followi ng hypothesis is also postulated: Hypothesis 3b: Emotional intelligence will show incremental validity beyond empathy, self awareness, and self confidence wh en predicting inspirational motivation.


26 The third factor of transformational leadership is intellectual stimulation. Emotional intelligence can be expected to have an influence on this aspect of leadership through several routes. First, as Bass (2000) notes, an emotionally in telligent leader will avoid using harsh or condescending criticis m of his followers. Thus when followers behave in less than ideal ways, or make quest ionable decisions, an emotionally intelligent leader will provide feedback with empathy and understanding. An emotionally intelligent leader will recognize, because of understandi ng of emotions, that harsh criticism could likely create a negative emotional tone. Thus the emotionally intelligent leader would use his or her ability to manage emotions to present feedback in a more positive light. A result of such feedback is likely to be that followers are more willing to try new things, since they do not have to fear the repercussions of harsh criticism. Caruso, Mayer and Salovey (2000) s uggest a second way that emotional intelligence will enhance intellect ual stimulation. They believe that another component of emotional intelligence, using emotions to faci litate thought, will be directly related to intellectual stimulation. Leaders who are able to use emotions to facilitate thought will be able to invoke in themselves and in thei r followers moods that lead to innovation. Specifically, these authors expect that an emotionally intelligent leader will, “for instance, use a happy mood to assist in genera ting creative, new ideas” (pp. 58). Research by Vosburg (1998) has demonstrated that indi viduals in positive moods performed better on divergent thinking tasks. As divergent th inking is one way of measuring creativity, this research supports the idea that positiv e moods such as happiness will enhance creativity. Thus a leader who causes a positive mood in his or her followers will help to intellectually stimulate them. Based on th is the following hypothesis is proposed:


27 Hypothesis 4a: Emotional intelligence w ill predict intellectual stimulation. In order to examine the extent to which emotional intelligence is a unique construct, its relationship with intellectual stimulation will be examined when accounting for empathy, self awareness, and self confid ence. A recent meta analysis examining the relationship of personality to leadership reported a signifi cant correlation between several personality variables and intellectual stimulation (B ono & Judge, 2004). While the correlations were significant, the credibility intervals included zero for all measured personality facets other than extraversion. Based on these results, there should be no relationship between intellect ual stimulation and empathy, self awareness, or self confidence. Thus, the follow ing hypothesis is proposed: Hypothesis 4b: Emotional intelligence will show incremental validity beyond empathy, self awareness, and self confidence wh en predicting intelle ctual stimulation. Finally, the last factor of transfor mational leadership is individualized consideration. Leaders skilled at individualized considera tion are capable of assessing individual follower’s needs and assigning tasks appropriate to those needs. In order to do this, the leader must truly understand th e follower’s needs, both emotional and developmental. This would require emotiona l perception on the part of the leader, and thus would be related to emotional intel ligence. While no studies have previously addressed the relationship of emotional intelligence to in dividualized consideration, several have addressed a related topic: empathy. A leader who can understand and sympathize with a follower’s emotional needs is experiencing empathy for that follower (Kellett, Humphrey & Sleeth, 2002 ). When that leader then works with the follower to meet those emotional needs, his or her acti ons should signal his or her empathy to the


28 follower. Thus when a leader engages in i ndividualized consideration, he or she also engages in empathy. Furthermore, empathy is considered to be a key characteristic of transformational leaders (Behling & McFillen, 1996). As was disc ussed earlier, emotional intelligence is a necessary precursor to empat hy. Perceiving emotions in ot hers, understanding emotions and managing emotions in others are all components of empathy. Hence emotional intelligence is related to empathy, while em pathy is related to both individualized consideration and overall tran sformational leadership. A conc ern voiced in the literature regarding use of a mixed measur e of EI such as the WLEIS is that empathy is what is being measured, rather than emotional intel ligence. Because the WLEIS uses self reports of typical behaviors like empathic behavior, th is is a particularly large concern in the present study. To address the issue, empathy will be measured separately from EI and the incremental contribution of EI to the predic tion of individualized consideration will be calculated after empathy is accounted for. To further address the complaint that EI is nothing more than empathy, self confidence a nd self efficacy, emotional intelligence’s contribution to prediction of individualized consideration beyond each of these variables will be considered. Based on this, th e following hypotheses are postulated: Hypothesis 5a: Emotional intelligence will be significantly related to empathy. Hypothesis 5b: Emotional intelligence will be significantly related to individualized consideration. Hypothesis 5c: Emotional intelligence will have incremental validity beyond empathy, self confidence and self awareness when predicting individualized consideration.


29 Given the potential impact that emoti onal intelligence can have on a leader’s behaviors, it is possible that a leader’s em otional intelligence could impact the follower’s experience of job related variab les. One such variable is job satisfaction. Several studies have demonstrated that transformational lead ership predicts job satisfaction (Sparks, Schenk, 2001; Pillai, Schriesheim, & Williams, 1999) It is possible, then, that emotional intelligence can influence a follower’s job satisfaction through its effect on a leader’s transformational leadership. At present there is no clear evidence to support or refute the idea that emotional intellige nce is related to job satis faction (e.g., Carmeli, 2003; Srivsastava & Bharamanaikar, 2004). With this information in mind, the following exploratory hypotheses are proposed: Exploratory Hypothesis A-1: Emotional intelligence of supervisors will predict job satisfaction of subordinates. Exploratory Hypothesis A-2: Transformational leadership will mediate the relationship between emotional intellig ence and job satisfaction. Leadership: Leader-Member Exchange A second model of leadership has clear implications for both EI and transformational leadership. Unlike transformational leadership, which focuses on the leader’s characteristics and thus operates at the level of the leader, Leader-Member Exchange theory (LMX) (Graen & Uhl-Bi en, 1995; Gerstner & Day, 1997) considers leadership at the level of the relationship between the leader and an individual follower. LMX examines the quality of the relations hip between one leader and each of his subordinates. Thus for one leader with two s ubordinates, two relations hips are possible.


30 LMX developed out of early research on Vertical Dyad Linkage (VDL), which demonstrated that leaders use different lead ership styles with different subordinates (Graen & Uhl-Bien, 1995). To the surprise of researchers at the time, VDL demonstrated that leaders do not use a single, average leadership style with all subordinates. Instead, leaders’ styles change from follower to followe r. This change means that one leader can have very different interactions and thus different relationships with different followers. LMX theory hypothesizes that dyadic leader-f ollower relationships marked by a high degree of respect and trust, where both parties share mutual goals and obligations, are high quality relationships. These high quality relationships are also called partnerships. Characteristics of high quality LMX relati onships include emotional exchange, support and mutual influence (H owell & Hall-Merenda, 1999). Conversely, relationships with a low degree of respect and trust, where mu tual obligations are lacking, are low quality relationships. Characteristics of these low quality relationships include formally defined roles, unidirectional downw ard influence and economic exchange as the primary motivation. In LMX theory, the extent to which a re lationship between a leader and a follower is of high versus low quality depends on characteristics of both the leader and the follower. Because of this perspective, unde r Leader-Member Exchange theory, it is possible for a leader to have a high quality relationship with one subordinate and a low quality relationship with another. Further, st udies have shown that LMX quality can have positive effects on a number of work related outcomes, such as performance, and organizational commitment (Gerstner & Day, 1997).


31 Several authors have considered the re lationship of LMX to transformational leadership. Graen and Uhl-Bien (1995), in their review of 25 years of leadership research, suggested that low quality LM X relationships are, by their nature, not transformational. High quality LMX relationships are transfor mational, however. The mutual goals which characterize a high quality LMX relationship be come salient when leaders are able to encourage followers to adopt the leader s’ goals. As noted in the review of transformational leadership above, it is charact erized by followers’ in ternalizing leaders’ goals. With LMX, followers’ adoption of l eaders’ goals occurs through the trust and emotional sharing associated with a partne rship relationship (Howell & Hall-Merenda, 1999). Thus, in order to establish a high quali ty LMX relationship, leaders must behave in a transformational manner. They must succee d in getting their followers to internalize their goals, and to feel positive emotion, in the form of respect, toward them. Taken from the level of leader based th eories, it would be expected that all followers would behave in the same manner as a result of the lead er’s transformational style. However, LMX considers the entire relationship, and no t just the leader’s qualities and behaviors. Because of this, LMX recogni zes the fact that not all followers will respond the same way to a leader’s behavi ors. As noted by Dasborough and Ashkanasy (2002), followers’ perceptions and attributi ons will impact the extent to which each follower views the leader as transformational. When followers fail to respond to this transformational behavi or as a result of their perceptions or attributi ons, a lower quality LMX relati onship is produced. Because followers in high quality LMX relationsh ips are responding to the transformational behaviors of the leader (i.e., internalizing goa ls and feeling positive emotions), it can be


32 expected that these individuals would view their leaders as transf ormational (Ashkanasy & Tse, 2000). For followers with low qua lity LMX relationships, the leader’s transformational behaviors, if any, are not being perceived or internalized by the subordinate. Based on this, the fo llowing hypothesis is proposed: Hypothesis 6: LMX quality will pred ict transformational leadership. Not only should LMX quality relate to tran sformational leadership behaviors, but emotional intelligence should also serve an important function in predicting LMX quality. A leader who is more emotionally in telligent, through his or her understanding and management of emotions, should be be tter able to create a high quality LMX relationship with his or her follower. Specifically, Graen and Uhl-Bien (1995), originators of LMX theory, noted that hi gh quality LMX relationships are marked by positive emotional exchanges. A leader who is capable of recognizing, understanding and utilizing emotions should be better able to engage in such positive emotional exchanges. Thus, a leader who is highly emotionally inte lligent should be bett er able to build a partnership through his or her use of emotional exchanges. Further, as noted by George (2000), follo wer trust is one expected outcome of leader emotional intelligence. Because trust is one of the three key components of a high quality LMX relationship, it follows that lead ers who are emotionally intelligent should be better able to build trust, and thus high quality relationships. Thus emotionally intelligent leaders should be overall more likely to have high quality relationships. Because LMX considers the relationship, it is not expected that every leader with high EI should have high quality LMX relationshi ps with all of his or her subordinates. In cases where the follower does not attribute th e leader’s emotional exchanges as genuine,


33 the quality of the LMX relationship will likely be low (Dasborough & Ashkanasy, 2002). Also, because a high quality LMX relationship takes time to develop, and may in fact develop at different speeds with different followers (Graen & UhlBien, 1995), a perfect correspondence of emotional in telligence to LMX relationshi p quality is not expected. Rather, a small but significant correlation be tween the two is expect ed. Leader emotional intelligence can be considered an important, but not sufficient, part of high quality LMX relationships. Based on this, the following hypothesis is proposed: Hypothesis 7a: Emotional intelligence will predict LMX quality. Many researchers have called for the use of multiple levels of analysis to provide better explanatory powers when consideri ng leadership (Graen & Uhl-Bien, 1995; Howell & Hall-Merenda, 1999). In the present si tuation, it is expected that the inclusion of data from the relationship level (LMX) will help to provide a better explanation of the relationship between EI and tr ansformational leadership. In my master’s thesis, I (Webb, 2004) failed to find a significant relationship between leader emoti onal intelligence and transformational leadership behaviors after ac counting for variables such as empathy and self confidence. That study only considered one level of analysis however: the leader. Because each follower may perceive and respond to the leader’s behaviors differently, the use of a rating of transformational leadersh ip averaged across all the followers of one leader could well have obscured informati on. Including information about the quality of each leader-member relationship should clarify the relation of emotional intelligence to transformational leadership. As noted previously, individuals in lo w quality LMX relationships have lower quality interactions with each other. There is less positive emotional exchange. These low


34 quality relationships are ch aracterized by unidirectional downward influence (Graen & Uhl-Bien, 1995) and fixed ro les. It is likely that fo llowers in low quality LMX relationships will not see their leaders as tr ansformational, no matter what the leader’s emotional intelligence. This is because the in teractions in low quali ty relationships are stilted and guided by formal role prescriptions These relationships leave little room for a leader to display positive emotional behaviors. Furthermore, the lack of mutual liking and respect is likely to result in shorter interac tions where the individuals pay less attention to each other. On the other hand, followers in high quality LMX relationships will have closer relationships with their supervisors. These dyads will engage in more positive emotional exchanges. There will be more opportunities for these followers to observe their leader’s behaviors. Thus, it is expected that LMX quality will moderate the relationship between a leader’s emotional intelligence, and a follower’s perception of the leader’s transformational behaviors. When LMX quality is low, there should be no relationship between EI and transformational leadershi p. However, when LMX quality is high, EI should predict transformational leadershi p. Based on this, the following hypothesis is proposed: Hypothesis 7b: LMX quality will moderate ea ch previously hypothesized relationship between emotional intelligence and transfo rmational leadership. (Hypotheses 1, 3a, 4, and 5b). Confusion may arise when examining hypotheses 7a and 7b. At first glance, it appears that if emotional intelligence predic ts LMX quality, then only highly emotionally intelligent leaders should have high LMX quality, and consequently should be perceived


35 as transformational. In this sense, it appear s that LMX mediates th e EI-transformational leadership relationship. This is not entirely the case, however. While it is expected that leader emotional intelligence will predict LMX quality, as was noted above, LMX considers more factors than the characteristics of the leader. Thus it is completely possible that leaders with high emotional intelligence will have low quality LMX, and leaders with low emotional intelligence can be perceived as having high quality LMX. The LMX relationship is depende nt upon more than just the leader. For this reason, it is possible for LMX quality to moderate the rela tionship between a leader’s EI and his or her followers’ perceptions of the leader’s transformational leadership. Table 1: Hypotheses Testing Summary Number Hypothesis 1a Emotional intelligence will predict charisma. 1b Emotional intelligence will have incremental validity in predicting charisma, beyond empathy, awareness, and self confidence. 2a Emotional intelligence w ill predict self awareness. 2b Emotional intelligence will predict self confidence. 2c Emotional intelligence will have a stronger relationship to self awareness than to self confidence. 3a Emotional intelligence will predict inspirational motivation. 3b Emotional intelligence will have incremental validity in predicting inspirational motivation, beyond em pathy, awareness, and self confidence. 4a Emotional intelligence will predict intellectual stimulation. 4b Emotional intelligence will have incremental validity in predicting intellectual stimulation, beyond em pathy, awareness, and self confidence. 5a Emotional intelligence will be significantly related to empathy. 5b Emotional intelligence will be signi ficantly related to individualized consideration. 5c Emotional intelligence will have incremental validity in predicting individualized consideration, beyond empathy, awareness, and self confidence. 6 LMX quality will predict transformational leadership. 7a Emotional intelligence will predict LMX quality. 7b LMX quality will moderate hypotheses 1a, 3a, 4a, and 5b. A-1 Leaders’ emotional intelligence will predict followers’ job


36 satisfaction A-2 The relationship between emotional intelligence and job satisfaction will be mediated by transformational leadership.


37 The present study As can be discerned from the hypotheses presented above, the present study seeks to examine some of the theoretical ties between the models of emotional intelligence and leadership. One of the main places that l eadership is studied is in the workplace. Managers and supervisors who are responsib le for guiding the work of subordinates under them have many opportunities to demons trate leadership skills. Understanding what characteristics are associ ated with leadership has long been a goal of researchers in Industrial/Organizational ps ychology. The present study attempts to further that understanding. At the same time, by exam ining a newer measure of emotional intelligence, this study seeks to add to the literature on that construct, which, while increasingly prolific, is still in its infancy. In order to examine the leadership be haviors demonstrated by managers and supervisors, and in answer to George’s (2000) call for more research on EI in organizations, both emotional intelligence a nd leadership will be measured in an organizational setting. Such a setting should also help to improve the generalizability of the results. In order to redu ce the possibility of common s ource bias, and to accurately test the exploratory hypotheses, leaders will provide self-report emotional intelligence and personality trait data, while followers will provide information on LMX quality, their perceptions of their l eaders’ transformational style and their own job satisfaction. This information will then be used to test the hypotheses described above. Because the present study is interest ed in predicting everyday leadership behaviors seen in workplace settings, it is adva ntageous to select a measure of typical


38 performance. Two self-report measures of em otional intelligence exist that are based directly upon Salovey and Maye r’s (1990) conceptual ization of EI. These measures are the Wong and Law Emotional Intelligence Scale (WLEIS) (Wong & Law 2002) and the Schutte Self-Report Inventory (SSRI) (Sc hutte et al, 1998). In a recent study by Law, Wong and Song (2004), the WLEIS demonstrated convergent, discriminant and construct validity through the MTMM methodology. Fu rther, the WLEIS demonstrated incremental validity beyond personality factor s when predicting work related outcomes. Findings for the SSRI are more mixed. Petr ides and Furnham (2000) issued a strong criticism of the scale, based upon their research findings. Subs equently, both Petrides and Furnham (2001) and Saklofske, Austin, and Minski (2003) noted that the SSRI did not produce the expected factor pattern. Further, Webb (2004) found that the SSRI lacked incremental validity beyond personality measures such as empathy and self confidence. Given this evidence, the WLEIS appears to be the more promisi ng of the self report scales based on the Salovey and Mayer (1990) model. In order to combine the best of both the ability and the mixed models of emotional intelligence, while avoiding the concerns associated with the SSRI, the WLEIS is used in the present study as the measure of emotional intelligence. Given the criticisms of the SSRI and the potential of the WLEIS to more accu rately capture emotional intelligence, the present study w ill address many of the same issues considered in Webb (2004). For example, in order to address concer ns that mixed measures capture little more than personality, the pe rsonality traits of empathy, self confidence and self awareness are included in study hypotheses and measured so that they can be statistic ally controlled for,


39 allowing for an assessment of the unique c ontribution of emotiona l intelligence to predicting leadership The present study further improves upon Webb (2004) by including multiple levels of leadership. Consideration of the exch ange relationship in addition to the leader’s characteristics should improve understanding of the relationship of em otional intelligence to leadership. It will also answer recent calls for additional empirical research on the relationship between Leader-Member Exch ange and transformational leadership.


40 Chapter 2 – Method Participants One hundred and fifty two English speaking supervisors from organizations across the globe participated in this study. A to tal of 216 employees who reported to those supervisors provided leadership ratings for 116 of the supervisors, resulting in a sample of 216 dyads used for hypothesis testing. No effo rt was made to restrict participation by nation of origin, although participants were required to read English. Participants were recruited via an e-ma il message with a description of the study and a link to the on-line data collection site Following the recomme nded practices cited by Kaplowitz, Hadlock and Levine (2004), each invitation was pe rsonalized with a greeting including the recipient’ s first name, invitations were phrased as a request for assistance, and a personalized reminder was sent approximately one week later. Potential participants were identified through seve ral mailing lists, and included individuals working in real estate brokerage, insu rance sales, management of non-profit organizations, engineering, and I/O psychol ogy. E-mail requests for participation were sent to 1,938 individuals. Of these, 198 of the e-mail messages were returned as undeliverable, seven were returned by spam blocking software, 47 individuals responded to report they were solo pract itioners, and thus had no supervisor or employees, and 10 responded that they were retired, and thus ha d no supervisor or employees. As such, the potential sample size was 1,676 total individuals which represents a response rate of 7%. This response rate is comparable to the to the 8% cited in Smith (1997) and the 6% cited in Tse (1998).


41 There are several reasons why such a low respon se rate is to be expected. First, it is likely that more than 47 of the potential partic ipants were solo pract itioners. If so, then the actual potential sample size was smaller than 1,676. In their article, Schaefer and Dillman (1998) alluded to a second reason why the low response rate should be unsurprising: The increasing presence of unsolicited e-mail. As noted above, seven messages were returned with a notice stating that they were considered spam and would not be delivered. It is very likely, given the prevalence of automatic spam filters on many computers, that many more messages were auto matically filtered or deleted before they could be viewed by potential pa rticipants. In fact, several months after the initial invitation to participate was se nt, one potential participate co ntacted the study’s author to note that she had just found the message in a spam folder. Thus, it is highly likely that many of the messages, despite the personalized introductory line, were filtered out of potential participants’ in boxe s before they could be vi ewed, reducing the potential sample size even further. A third reason for the low response rate is noted by Cho and LaRose (1999), who pointed out that Internet da ta collection can raise privacy concerns that bar potential subjects from participating. In the present study, followers were asked to report on their leaders’ behaviors. Given concerns over the actual anonymity of the data, many direct reports may have chosen not to provide data for their leaders, rather than risk their responses becoming known by their supervisors. Based on these factors, the current 7% response rate is not surprising.


42 Procedure Participants were provided with all tes ting materials electronically. Participants initially received an e-mail i nvitation requesting participatio n that contained a link to the electronic, on-line survey. This survey contained the measures of emotional intelligence, empathy, self awareness, and self confiden ce. In addition, the first questions in the electronic survey asked each pa rticipant to list the e-mail addr esses of employees that he or she supervised. Once the participant completed the surv ey, the computer code automatically generated an e-mail message to those individu als, asking them to complete an on-line questionnaire that would provide informa tion about the participant. That on-line questionnaire measured the participant’s tr ansformational leadership behaviors, the Leader-Member Exchange relationship between the participant and the employee, and the employee’s job satisfaction level. In addi tion, demographic information was gathered from both the participant and the reporting subordinates. Materials Emotional intelligence. All participants complete d the 16 item Wong and Law Emotional Intelligence Scale (WLEIS) (W ong & Law, 2002). This inventory measures overall emotional intelligence, and the components of apprai sal of emotions, utilization of emotions and regulation of emotions. The WLEIS uses a seven point Likert response scale. Two studies have reported Cronbach’s alpha to be at least .79 for each component of the scale, and .89 for the overall measure. Te st-retest reliability has not been reported. While this inventory is a self-report measure, it has been found to ha ve a factor structure matching the EI model created by Mayer a nd Salovey (Wong & Law, 2002). Furthermore


43 according to Law et. al. (2004), it demonstrat ed reasonable convergen t and discriminant validity when examined with personality and life space variables. It has also been found to significantly predict outcome variables su ch as task performance and job dedication. See Appendix A for a copy of this measure. Self awareness. Participants completed 10 items comprising the Private SelfConsciousness subscale of th e Self Consciousness Scale (SCS) (Fenigstein, Scheier & Buss, 1975). Fenigstein and colle agues note that self consci ousness is the tendency of individuals to focus attention on themselves. Self awareness is one portion of this focus. The Private Self-Consciousness subscale of the SCS measures the extent of an individual’s inward focus, or self awarene ss. Factor analysis of the SCS has confirmed that all 10 items fall into the Private Se lf-Consciousness factor The Private-Self Consciousness subscale utilizes a five point Likert-style response format. Internal reliability for this subscale is =.73, while test-retest reliability is reported to be 0.84. See Appendix A for a copy of this measure. Self confidence. While the use of the terms “self efficacy” versus “self confidence” appear to imply different construc ts, the uses and operational definitions of each found in the literature appear to be th e same. Further, multiple studies have used these terms interchangeably (e.g., Rohrba ugh, et. al., 2004; Richards, et. al., 2004; Rottinghaus, Betz & Borgen, 2003). The measure selected for the pr esent research was the New General Self-Efficacy S cale (Chen, Gully & Eden, 2001). As the measure’s authors explain, genera l self efficacy “captures differences among individuals in their tendency to view themselves as capable of meeting task demands in a broad array of contexts” (pp. 63). Based on this defi nition, the NGSE scale


44 captures self confidence. Validation studies have indicated that the NGSE measures a construct that is related to, but distinct from both self-esteem and situational self efficacy. The NGSE is a self report measure. It uses Likert style four point scoring for each item. Points are anchored with ‘not at all true,’ ‘hardly true’, ‘moderatel y true’, and ‘exactly true’. Internal consistency re liability (coefficien t alpha) has been found to be between .85 and .88, based on the sample. Test-retest relia bility over a sixteen week period, during which subjects experienced events likely to affirm or damage thei r self confidence, was .67. See Appendix A for a copy of this measure. Empathy. Participants completed the Davis Empathy Scale, a 7 item measure of empathy (Davis, 1994). This scale has five point Likert style respons e options. Split-half reliability for the scale was reported to be .76 in a large, national sample. See Appendix A for a copy of this measure. Transformational leadership. All members of the follower group completed the Multifactor Leadership Ques tionnaire (MLQ) (Bass, 1988). The MLQ 5X-short measures transformational leadership. In the present study, followers responded to questions about their supervisors’ behaviors. Each of the co mponents of transformational leadership is assessed with four questions, and all questi ons use Likert-style five point responses. Validation studies on the scale have reported Cronbach’s alpha to be as follows for each of the subscales: idealized influence ( = 0.75), inspirational motivation ( = 0.72), intellectual stimulation ( = 0.72) and individual ized consideration ( = 0.64). Leader-Member Exchange. All members of the follower group completed LMX7, which is the measure of LMX recommende d by Graen and Uhl-Bien (1995). This measure consists of 7 items, with a 5 point response scale that differs for each item. A


45 meta-analysis by Gerstner and Day (1997) repor ted an internal consistency of .89 for the LMX7. A copy of the LMX-7 can be found in Appendix A. Job satisfaction. All members of the follower gr oup completed the three item job satisfaction subscale from the Michigan Organizational Assessment Questionnaire by Cammann, Fichman, Jenkins and Klesh (1979). This measure captured each follower’s own job satisfaction. This brief measure has a reported internal consistency of .77, and has been found to be correlated to theoretical ly related variables, providing evidence of validity. A copy can be found in Appendix A.


46 Chapter 3 – Results Descriptive Statistics Data analysis began with a review of th e demographic data for the sample of 117 supervisors. Participants responded to a total of five demographic questions. With regard to job tenure, the majority of respondents (52.14%) reported worki ng in their current position for at least 36 months. All but two of the subjects worked full time, and the remaining two reported working between 30 and 39 hours per week. The majority of respondents (60.34%) reported having five or fewer direct re ports, although an additional 21.55% reported having six to ten direct repor ts. Over half of th e respondents (60.68%) were male, and they were most likely (70.08%) to be between the ages of 31 and 50. See Appendix B for tables containi ng all demographic information. A review of the correlations between demographic variables found only two significant correlations. The first was between tenure on the job and number of direct reports (r=.22, p< .01). The second was betw een gender and age (-.15, p<.05), such that male respondents were more likely to be older than female respondents. Data analysis continued with the computa tion of scores on each of the personality measures for each participant. Missing responses on each scale were replaced with the mean response for the remainder of the scale. Subjects who had failed to answer at least two thirds of the items on a particular scale did not receive a score for that scale. Of the 117 participants, no scale scores were delete d for this reason. Leadership data for each participant-subordinate dyad were calculated via the same method. Each subordinate’s responses to each of the leadership measur es were summed, and missing responses were


47 replaced with the mean response for the othe r items on the measure. Because four of the leadership scales had four responses each, a score for the measure was not calculated if the subordinate answered less than two items for that scale. As a result of this, responses from one subordinate were discarded, and thus one dyad was removed from the sample. In total, 117 participants were rated by 216 subordinates. An average of 1.8 subordinates rated each participant. Sixt y seven participants were rated by one subordinate, 21 were rated by two subordinate s, 16 were rated by three subordinates, seven were rated by four subordi nates, five were rated by fi ve subordinates, and one was rated by six subordinates. Means and standard deviations for each of the measures are displayed in Table 2. Examination of descriptive sta tistics, skewness values and kurt osis values indicated that the four personality measures were larg ely normally distributed. The leadership measures, on the other hand, showed considerab ly greater negative skew. See Table 3 for a listing of skew and kurtosis values.


48 Table 2: Descriptive Statistics by Scale Type Scale N Mean SD Score Range Possible Score Range LowHi Low Hi Emotional Intelligence 117 63.11 5.74 45 77 16 80 Empathy 117 25.74 3.90 16 34 7 35 Self Awareness 117 34.42 4.94 20 48 10 50 Self Efficacy 117 27.92 2.89 22 32 8 32 Individualized Consideration 215 15.76 3.45 5 20 4 20 Idealized Influence 215 14.84 3.35 4 20 4 20 Inspirational Motivation 215 15.87 3.21 5 20 4 20 Intellectual Stimulation 215 15.41 3.06 6 20 4 20 Job Satisfaction 216 17.75 3.56 3 24 3 24 Leader Member Exchange 215 28.48 4.78 13 35 7 35 Table 3: Skewness and Kurtosis Values by Scale Measure Skewness Kurtosis Emotional Intelligence -.25 .18 Empathy -.45 -.42 Self Efficacy -.26 -1.08 Self Awareness .01 .37 Individualized Consideration -.79 .11 Idealized Influence -.53 -.15 Inspirational Motivation -.71 .07 Intellectual Stimulation -.66 .15 Leader Member Exchange -.86 .42 Job Satisfaction -1.62 2.99 Of concern is the measure of job satisfac tion, with a skewness va lue of -1.62. This is nearly double the next greatest value, which was -.86 for Leader-Member Exchange. This indicates that the job satisfaction rati ngs provided by participants’ employees tended to cluster at the top of the scales, with a few outlying responses pulling the mean values


49 down. Similar clustering of sc ores were seen with three of the leadership measures, specifically individualized consideration, inspirational motivation, and intellectual stimulation. For each of these measures, multiple respondents provided the maximum possible score. This is of some concern to the present study as it re presents a restriction of range in the outcome measure. A result of this could be a reduc tion due to attenuation in the correlations calculated to test the study hypotheses. However, the current skew values are all smaller than the suggested maximum skewness value of plus or minus 2.0 (Tabachnick & Fidell, 2000). Further, the use of a logarithmic transformation on the individualized consideration data fails to produce a normal distribution. Because of these factors, all subsequent analyses utilize the original, skewed data. The data were also examined for the presence of extreme outliers. The two highest and two lowest scores from each scale were transformed into z scores in order to look for outliers. See Table 4 for a listing of th ese results. The job sa tisfaction scale had a total of six observations with z scores with values less than -3.0. Because of the negative skew on this scale due to the ceiling effect this is expected. Therefore, analyses involving this scale were run both with and without the two lowest observations, and no significant differences in results were obtained. Of the other measures, only the intellectual stimulation scal e had two observations with z-scores less than -3.0.


50 Table 4: Scale Outliers Variable Low score z-score High score z-score Emotional Intelligence 45 -3.16 77 2.42 49 -2.46 74 1.88 Empathy 16 -2.50 34 2.12 18 -1.98 32 1.61 Self Confidence 22 -2.05 32 1.41 22 -2.05 32 1.41 Self Awareness 20 -2.92 48 2.75 22 -2.51 44 1.94 Individualized Consideration 5 -3.12 20 1.23 6 -2.83 20 1.23 Idealized Influence 4 -3.24 20 1.54 5.33 -2.84 20 1.54 Inspirational Motivation 5 -3.39 20 1.29 7 -2.76 20 1.29 Intellectual Stimulation 6 -3.08 20 1.50 6 -3.08 20 1.50 Job Satisfaction 3 -4.14 21 .93 5 -3.58 21 .93 LMX 13 -3.24 35 1.36 15 -2.82 35 1.36 Scale Reliability After scores on each of the measures had been calculated, and outliers had been examined, coefficient alpha was computed for each of the four personality scales, the five leadership scales, and the job satisfaction m easure. See Table 5 for a listing of the alpha level for each measure. Overall, each of the scales demonstrated acceptable reliability in


51 the present context. The lowest reliability ( =.70) was associated with the measure of self awareness. The highest reliability ( =.96) was associated with the job satisfaction measure. Compared to previously published research, seven of th e 10 scales displayed higher alpha levels during the present study, while three displayed lower alpha levels. The scales with lower alpha reliabilit y levels differed by no more than .02. Table 5: Scale Alpha Level Measure N Alpha level Emotional Intelligence 113 .79 Empathy 113 .77 Self Awareness 112 .70 Self Confidence 116 .84 Individualized Consideration 213 .83 Idealized Influence 210 .75 Inspirational Motivation 213 .83 Intellectual Stimulation 208 .79 Leader-Member Exchange (LMX) 209 .89 Job Satisfaction 212 .95 Interrater Reliability In order to evaluate the extent to wh ich subordinate’s views of participant’s leadership style and Leader-Member Exchange relationship differed, interrater reliability was computed using the method recommended by Shrout and Fleiss (1979). Specifically, these authors describe the computation of an intraclass correlation coefficient when each target is rated by a different set of judges. This method utilizes a one way ANOVA on the


52 ratings to obtain a between targets mean squa re (BMS) and a within targets mean square (WMS). The ICC is then obtained th rough the following formula, where k equals the mean number of raters. WMS k BMS WMS BMS ICC 1 ) 1 1 ( Because the number of raters was not cons tant across targets, the average number of raters per target ( 1.8) was substituted for k Table 6 depicts the reliability of subordinate’s ratings on each scale. The highest interrater reliability is that associated with ratings of inspirational motivation (ICC(1,k)=.58). Table 6: Interrater Reliab ility for Leadership Measures Measure ICC 1,k value Job Satisfaction .51 Leader-Member Exchange .38 Idealized Influence .47 Inspirational Motivation .58 Individualized Consideration .28 Intellectual Stimulation .51 While these interrater reli ability values are higher than those found in a similar study by Webb (2004), they are not sufficiently high to preclude the possibility of significant results for hypothesis 7b. That hypot hesis predicted that levels of LeaderMember Exchange would moderate the relatio nship between emotional intelligence and transformational leadership. Given these ICC values, analysis of hypothesis 7b is possible.


53 Relationships Among Study Variables Prior to conducting hypothesis testing, zero order correlations among all of the study variables were computed. See Table 7 for the correlation matrix. As was expected, correlations between emotional intelligence a nd each of the personality measures were significant. These correlations range from .16 with empathy to .56 with self confidence. Similarly, correlations between each of the lead ership measures were significant, ranging from a low of .55 to a high of .79.


Table 7: Correlations Among All Variables Used in Study Variable 1 2 3 4 5 6 7 8 9 1. EI 2. Empathy .16* 3. Self Conf. .56** .07 4. Self Aware .26** .18* .12 5. IC .02 -.04 .12 .11 6. II .19** .03 .13* .08 .60** 7. IM .27** -.01 .15* .09 .60** .71** 8. IS .09 -.05 .10 .04 .72** .59** .61** 9. LMX -.03 .01 .01 .07 .79** .57** .55** .61** 10. Job Satisfaction .03 -.04 -.03 .10 .42** .36** .44** .41** .50** p<.05; **p<.01 EI = Emotional Intelligence Self Conf = Self Confidence Self Aware = Self Awareness IC = Individualized Consideration II = Idealized Influence/Charisma IM = Inspirational Motivation IS = Intellectual Stimulation 54


55 Hypothesis Testing Hypothesis 1a predicted that the relati onship between emotional intelligence and idealized influence, or charis ma, would be significant. To test hypothesis 1a, the zero order correlation between overa ll emotional intelligence and idealized influence was calculated and examined. This correlat ion was significant (r=.19, p<.01), supporting hypothesis 1a. Hypothesis 1b predicted that emotio nal intelligence would demonstrate incremental validity beyond empathy, self awareness, and self confidence when predicting charisma1. Therefore, charisma was regressed on emotional intelligence, empathy, self awareness and self confidence. At this point, the signi ficance of the beta weight for emotional intelligence dropped ( =.16, p=.07), while the beta weights for empathy ( =.001, p=.99), self awareness ( =.04, p=.61) and self confidence ( =-.04, p=.62) all remained nonsignificant. Given that EI remained significant at the more liberal p<.10 level, partial suppor t for hypothesis 1b was found. Hypothesis 2a predicted that emotiona l intelligence would relate to self awareness, and was supported through a si gnificant zero order co rrelation (r=.26, p<.01). Similarly, hypothesis 2b, which pr edicted that emotional intell igence would relate to self confidence, was also supported by a signifi cant zero order corre lation (r=.56, p<.01). Hypothesis 2c stated that the correlation between emotional inte lligence and self awareness should be significantly greater th an the correlation be tween EI and self confidence. The zero order correlations between these variables suggest that the opposite is true: the relationship between EI and self confidence is st ronger than that between EI 1 See Table 8 for a summary of the results of the re gression of personality variables and EI on each leadership measure


56 and self awareness. A Hotelling-Williams te st of dependent correlations was run to determine if this difference was significant. The results showed that the two correlations did differ significantly (t(.05, 213)=3.88, p<.01). Based on this hypothesis 2c was not supported. Hypothesis 3a predicted a si gnificant relationship between emotional intelligence and inspirational motivation. This hypothesi s was supported by a significant zero order correlation between these variables (r=.27,p< .01). Hypothesis 3b, which predicted that emotional intelligence would demonstrat e incremental validity beyond empathy, self awareness and self confidence, when pred icting inspirational motivation, was tested through regression. Inspirational motivation wa s regressed on empathy, self efficacy, self awareness, and emotional intelligence. Only the beta weight for emotional intelligence remained significant ( =.26, p<.01), while the beta weights for empathy ( =-.05, p=.44), self efficacy ( =.01, p=.91), and self awareness ( =.03, p=.71) were not significant. Thus, emotional intelligen ce retained incremental validity and hypothesis 3b was supported. Hypothesis 4a, which predicted a sign ificant relationship between emotional intelligence and intelle ctual stimulation was not supported, based upon the zero order correlation (r=.09, p>.05). Hypothesis 4b pred icted that emotiona l intelligence would retain incremental validity beyond empathy, se lf awareness, or self efficacy when predicting intellectual stimulation. As there wa s not a significant co rrelation between the dependent and independent variable s, the hypothesis was not supported. Hypothesis 5a predicted that emotional in telligence would be related to empathy. Zero order correlations were examined to test this relationship, and support was found


57 through a significant correlati on (r=.16, p<.05). Hypothesis 5b predicted that emotional intelligence and individualized consideration would be significantly related. This hypothesis was not supported (r=.02, p=.80) Hypothesis 5c, which predicted that emotional intelligence would demonstrate incremental validity in predicting individualized consideration, was not tested due to the lack of such a relationship. As such, hypothesis 5c was not supported.


58 Table 8: Results of Regression of Personality Variables and EI on Leadership Scale Leadership dimension R R2 IM EI only .26 .07 EI .27** Personality variables only .17 .03 empathy -.03 self awareness .07 self confidence .14* Personality and EI .26 .07 empathy -.05 self awareness .03 self confidence .01 EI .26** II EI only .20 .04 EI .19** Personality variables only .14 .02 empathy .06 self awareness .06 self confidence .12 Personality and EI .20 .04 empathy .001 self awareness .04 self confidence .04 EI .16a a p<.10; p<.05; ** p<.01 IM: Inspirational Motiva tion, II: Idealized Influe nce, IC: Individualized Consideration, IS: Intellectual Stimulation (table continued on next page)


59 Table 8, continued Leadership dimension R R2 IC EI only .05 .003 EI .02 Personality variables only .17 .03 empathy -.06 self awareness .11 self confidence .11 Personality and EI .17 .03 empathy -.05 self awareness .13 self confidence .16* EI -.10 IS EI only .1 .01 EI .09 Personality variables only .14 .02 empathy -.07 self awareness .03 self confidence .10 Personality and EI .14 .02 empathy -.07 self awareness .03 self confidence .08 EI .05 a p<.10; p<.05; ** p<.01 IM: Inspirational Motiva tion, II: Idealized Influe nce, IC: Individualized Consideration, IS: Intellectual Stimulation Moving to Leader-Member Exchange hypothesis 6 predicted significant relationships between LMX and each dimensi on of transformational leadership. This hypothesis was supported. The zero order co rrelations between LMX and idealized influence r=.57 (p<.01), inspirational motiva tion r =.55 (p<.01), intellectual stimulation r=.61 (p<.01), and individualized considera tion (r=.79, p<.01) were all significant.


60 Hypothesis 7a predicted a relationship be tween emotional intelligence and LMX. Zero order correlations did not support this hypothesis (r=-.03, p=.66). Hypothesis 7b predicted that LMX quality would modera te the relationship between emotional intelligence and each of the four transformational leadership variables. Specifically, it was predicted that there would be a relations hip between emotional intelligence and each component of transformationa l leadership when LMX qualit y was high, but no significant relationship when LMX quality was low. This hypothesis was tested via moderated regression, using the procedure described by Villa, Howell, Dorfman and Daniel (2003). With this procedure, for each of the transf ormational leadership variables, a regression equation was calculated, regressing one tr ansformational leadership variable on emotional intelligence, LMX, and an inter action term consisting of the product of the two. Based on the recommendations of Villa and colleagues, the EI and LMX variables were entered prior to the interaction term. Th e beta weights associated with each element of the regression equation were examined fo r significance to test the hypothesis. The results of these analyses can be found in Tabl e 9, below. Only in the case of idealized influence, or charisma, was the beta weight representing the interaction term significant. This represents partial support for hypothesis 7b.


61 Table 9: Tests for Moderation by LMX Leadership dimension R R2 IM Without Interaction .62 .38 EI .28** LMX .56** With Interaction .62 .39 EI -.06 LMX -.08 EI*LMX .72 II Without Interaction .60 .36 EI .20** LMX .57** With Interaction .62 .38 EI -.373 LMX -.50 EI*LMX 1.21* IC Without Interaction .79 .62 EI .04 LMX .79** With Interaction .79 .63 EI -.29 LMX .18 EI*LMX .68 IS Without Interaction .62 .38 EI .11* LMX .61** With Interaction .62 .38 EI .28 LMX .95a EI*LMX -.37 a p<.10; p<.05; ** p<.01 IM: Inspirational Motiva tion, II: Idealized Influe nce, IC: Individualized Consideration, IS: Intellectual Stimul ation, LMX: Leader Member Exchange


62 Given this, the single significant inte raction was graphed to determine the direction of the moderation as advised by Stone and Hollenbeck (1989). The plot suggested that at high levels of LMX, th e relationship between EI and charisma was positive, while there was a minimal relations hip at low levels. See Figure 1, below. Figure 1: Interaction of EI and LMX Emotional Intelligence and Charisma10 12 14 16 18 2045 48 51 5 4 5 7 60 63 66 69 72 75Emotional IntelligenceCharisma High Low As was expected, for each of the regressi on equations used to test hypothesis 7b, the collinearity of the predictors was ex tremely low prior to the inclusion of the interaction term (tolerance = .99), but became extremely high after th e interaction term was included (tolerance .03, .01, and .01 for EI, LMX, and the interaction, respectively). Given the nature of moderated regression, hi gh collinearity betw een the product term and its components is expected. Finally, exploratory hypot hesis A-1 predicted that a leader’s emotional intelligence would predict his or her follo wer’s job satisfaction. This hypothesis was examined via the zero order correlations, which showed no relationship between EI and job satisfaction (r=.03, p=.68). Thus, hypothe sis A-1 was not supported. Because no relationship existed between emotional inte lligence and job satisfaction, hypothesis A-2,


63 which predicted that the relationship would be mediated by transf ormational leadership, was also not supported.


64 Chapter 4 – Discussion The construct of emotional intelligence (EI) appears to hold much promise in terms of its ability to predict various skills and behaviors. While there are two competing schools of thought regarding the ba sic construct that is called emotional intelligence, both sides feel that emotional intelligence shoul d be capable of predicting certain things. Researchers who argue for a pure ability model of emotional intelligence suggest that EI should be capable of predicting various types of success, social skills and other factors (Caruso, Mayer & Salovey, 2000; Mayer, Sa lovey, Caruso, & Sitarenios, 2001). Those individuals who champion mixed models of emotional intelligence, which combine emotional skills and personality traits, also agree that emotional intelligence should be related to a diverse range of constructs. They have sugge sted variables ranging from academic success to success in roman tic relationships (Goleman, 1995). Many researchers, includi ng Bass (2000), and Caruso, Mayer and Salovey (2000), have suggested that emotional intelligence shoul d be related to leader ship. In particular, the transformational model of leadership, with its branches of charisma or idealized influence, inspirational mo tivation, individualized cons ideration and intellectual stimulation holds the potential for significant relationships with emotional intelligence. The present study empirically ex amines those relationships. Several authors have hypothe sized that emotions are a key component of the first factor of transformational le adership: Charisma (Wasiele wski, 1985; Bass 2000). It is likely that individuals who ar e capable of recognizing emoti ons in themselves and in others and who can successfully manipulate t hose emotions are capable of the type of behaviors characteristic of a charismatic leader. In fact, Wasielewski argues that


65 recognition and manipulation of emotions are behaviors at the heart of charismatic leadership. Likewise, key components of em otional intelligence are the recognition and manipulation of emotion. Thus a significant relationship between EI and charisma was posited in hypothesis 1a. The present study found support for this hypothesis, with a significant correlation (r=.19, p<.01) between emotional intelligence and charisma. In predicting charisma, it is important to l ook not just for ability to act in a certain way, but also propensity to act That is, many people may have the ability to recognize and manipulate emotions, but only those who do so on a regular basis are likely to be seen as charismatic. The measure used in the present study asked partic ipants to describe their typical behavior. This measure, th e Wong and Law Emotional Intelligence Scale (WLEIS) (2002), is considered to be a “m ixed” measure, although it is based upon an ability model of EI. The present findings lend support to the argument that mixed measures of emotional intelligence, like the one used here, do have pr actical applications. This is in contention with the arguments of those who favor a pure ability measure, such as Mayer, Caruso and Salovey (1999). It sugges ts that while the self report format of the present measure may introduce inaccuracies not seen in an “objective” ability measure, this format can predict typical behavior, and may in fact do as good or even better in that regard. Since more objective measures are lik ely to capture only maximum performance, they may have less utility in s ituations like the present one. Providing further support for the utility of the present self report measure of emotional intelligence is the finding that emotional intelligence retains incremental validity in predicting charisma and inspira tional motivation when three theoretically related personality measures (empathy, self awareness, and self confidence) are


66 accounted for. This contradicts the expect ations of several au thors (Petrides and Furnham, 2001) that self report measures of emotional intell igence will have no incremental validity beyond exis ting personality measures. Moving past charisma, it has also been suggested by numerous authors that emotional intelligence should be related to various personality constructs (Goleman, 1995; Bar-On, 2000). Specifically, several au thors have argued that emotional intelligence should predict self awareness and self confid ence (Goleman, 1995; Sosik & Megerian, 1999). The extent of the relationship between EI and any personality variable will likely be a function of the type of model of EI used, and the related measure used to capture that model. The presen t study utilized the WLEIS. While this measure relies on self report data, it is based on an ability model of EI. Therefore, hypotheses 2a and 2b predicted a relationship between EI and se lf awareness and between EI and self confidence, respectively. Both of these hypot heses were supported, with correlations of .26 and .56, respectively. This finding has several interesting impli cations. First, it sup ports the contention of Goleman and others that individuals hi gh on EI must necessarily be high on self awareness and self confidence. Goleman (1995) believes that, individuals who are high on EI are those who are aware of their own emotions and th e emotions of others. They are also those who can utilize and manipulate these emotions. The simple awareness of emotions should be related to self awareness, as emotions are a key part of the self. The present study supports this conclusion. Gole man (1995) also argues that those who can successfully recognize and mani pulate emotions are apt to be more successful at many endeavors than are those who can not. This su ccess should lead to greater self confidence,


67 over a lifetime of experiences. While the pr esent study does not examine the reasons for the relationships between EI and self conf idence and EI and self awareness, it does provide tentative support for the existing theori es mentioned here. Thus the first implication of the present findings is support for these theories. The second major implication of the fi ndings presented above speaks to the argument that EI measures nothing more th an personality. As was mentioned above, many critics of emotional intelligence, especi ally those who criticize mixed models of emotional intelligence, claim that EI cap tures nothing more than personality. The correlations presented above s uggest that those claims are not completely valid. While the correlations between EI and self awareness and se lf confidence are strong and significant, they do not account for 100% of the variance in EI. This mirrors the findings of numerous other researchers, who have reported that a subs tantial portion of the variance in EI is explained by personalit y, but not 100% of it (e.g., Caruso, Mayer & Salovey, 2002; van der Zee, Thijs & Schake l, 2002). Based on this, the present study provides evidence that EI is not compos ed solely of personality traits. While the present study does support some pr evious theories, it calls others into question. The ability model presented by Maye r et. al. (2001) is hypothesized to be a hierarchical model. Specificall y, perception of emotions in th e self and others represents the most fundamental level, from which other components of EI stem. Thus, while emotional intelligence should be related to both self awareness and self confidence, the theoretical ties between EI a nd self awareness are stronger than are the ties between EI and self confidence. That is, perception of one’s emotions and awareness of how to utilize emotions to obtain specific outcomes s hould be directly relate d to self awareness.


68 On the other hand, self confidence requires su ccessful awareness of emotions, successful utilization of those emotions, a nd then perception of a pattern of successes. In this sense, it is not a fundamental component of EI, but a result of a fundamental component and other higher level components. Based on this it was posited in hypothesis 2c that emotional intelligence would be more strongly related to self awareness than to self confidence. This hypothesis was not supported, however. In fact, a Hotelling-Williams dependent t-test found that the relationship between self confidence and EI was significantly greater than the relationship between self awareness and EI. There are several possible explanations for this finding. An initial explanation for the present finding may come from the measure of emotional intelligence used in the presen t study. The WLEIS included several questions that were highly similar to questions on the me asure of self confiden ce. For instance, an item on the WLEIS read: “I always set goals fo r myself and then try my best to achieve them.” This statement seems conceptually similar to the following item from the self confidence scale: “I believe I can succeed at most any endeavor to which I set my mind.” Thus the strength of the rela tionship between EI and self confidence could be a function of the way EI is operationa lized in the present study. A second explanation for the finding that self confidence was re lated to EI more strongly than was self awareness could come fr om the sample used he re. The strength of the EI-self confidence relationshi p could be a function of the current participants. All of the participants were in supervisory positio ns. This suggests that all had managed to attain a reasonable level of re sponsibility in their jobs. Thus a feedback loop might exist for these individuals, whereby EI leads to a position of higher responsibility, which leads


69 to greater self confidence. This would appear to streng then the EI-self confidence relationship. On the other hand, there is no reason to expect that individuals who supervise others would have gr eater self awareness than i ndividuals who do not. So while the EI-self confidence relations hip could become stronger because of the participant’s position, the EI-self awareness relationship c ould not. Thus job level could result in a stronger than expected EI-self confidence relationship. A conclusion stemming from either of th e possible explanations suggested above is that more research is needed on the relationships between emotional intelligence, self confidence and self awareness. Beyond this, the hierarchical nature of the ability model should be considered. The presen t results suggest that awarene ss is not the most critical, fundamental component of emotional intellig ence, as Mayer et. al., (1999) theorize. Mayer and colleagues referred to a correlationa l criteria when validating their model. Specifically, they expected theoretically related constructs to correlate at different levels with their model, with the strength of the correlation varying based upon the degree of relation. Future research could apply this correlationa l criterion to the ability model as a way to probe the hierarchical nature of the m odel. If perception of emotions is truly the lowest level, without which an individual can not have significan t scores on the other levels of EI, then a pattern of correlations with variables measuri ng emotional recognition should be strongest with this level, or com ponent of EI. As the ability to accurately measure emotional intelligence increases, the ability to test this should also improve. Also, even using the current model, it woul d be valuable to note if the relationship between EI and self confidence remains as hi gh as it is in the pres ent study if non selfreport measures of EI are utilized.


70 While self confidence and self awareness have been repeat edly cited as constructs that should be related to emotional intelligen ce, they have also been cited as key to the expression of a second component of tran sformational leadersh ip: Inspirational motivation (Yukl, 1999; Sosik & Megerian, 1999). Likewise, emotional intelligence itself has also been suggested as a predictor of inspirational motivation. Conger and Kanungo (1988) among others, have sugge sted that individuals who ca n recognize and manipulate emotions should be able to use those emoti ons to motivate others. As motivation through the use of emotions is a key component of inspirational motivation, hypothesis 3a in the present study stated that em otional intelligence should pr edict inspirational motivation. Further, despite the importance of empathy, self awareness and se lf confidence to the expression of inspirational motivation, hypot hesis 3b stated that EI would retain incremental validity even after the addition of these variables when predicting inspirational motivation. As was expected, a significant relationship between emotional intelligence and inspirational motivation was found (r=.27, p<.01). This supports the arguments mentioned previously. However, empathy, self confidence, and self awareness were not found to decrease the relationship between emotional intelligen ce and inspirational motivation. While EI is clearly related to empa thy, self confidence, a nd self awareness, it is able to provide predictive power beyond these constructs, when it is related to inspirational motivation. This supports the results found by Ciarrochi, Chan and Caputi (2000) as well as Mayer, Caruso, Salovey a nd Sitarenios (2003). The three personality measures, on their own, account for 3% of the variance in inspira tional motivation, while the three personality measures and emotional intelligence account for 7%. This appears to


71 refute the claims by Petrides and Furnham ( 2001) that EI does not provide any predictive power beyond that found with personality measures. The third component of tran sformational leadership, in tellectual stimulation, was also hypothesized to be related to emoti onal intelligence (hypothesis 4a). This relationship was not supported, however. Th e definition of emotional intelligence suggests that individuals high on th e construct are better able to use emoti ons to facilitate thought than are individuals low on emotional intelligence. However, the present study suggests that either this definition is flawed, or that an individual’s level of emotional intelligence does not relate to his or her pr opensity to facilitate thought in others. Specifically, it’s possible that individuals high on emotional intelligence are more likely to look for new ways of thinking and solving problems for themselves, but are not more likely to encourage others to do so as well. It is also possible that the ability to generate new ways of thinking and problem solving is related solely to cogni tive processes, and not emotional ones. Thus emotions and emotional intelligence play no role in innovating thinking or acting. Another possible explanation for this finding may stem from the nature of many employment situations. As noted by Cald well and O’Reilly (2003) and O’Reilly and Chatman (1996), the strong norms associated with many workplaces may result in the quashing of innovative behaviors. Specificall y, it’s likely that many organizations have very strong normative ideas about behaviors and processes. If these norms are pervasive, then managers who encouraged their employ ees to try new behaviors or new solutions would be acting against them. According to O’Reilly and Chatman (1996), such norms would prevent managers from encouraging em ployees to try new behaviors or solutions,


72 or from trying them themselves. Thus the lack of a relationship between emotional intelligence and intellectual stimulation might result from the presence of organizational norms seen in many workplaces, and thus included in the present sample. The final component of transf ormational leadership that is included in the present study is individualized consideration. Hypothe sis 5b stated that emotional intelligence should be significantly related to individualized consideration. It wa s expected that an individual capable of recognizing other’s em otions should be capable of speaking and acting to those emotions, and thus engaging in individualized consid eration. It has been repeatedly noted that empathy is a good predictor of individua lized consideration (Behling & McFillen, 1996). Fu rther, empathy is theoreti cally related to emotional intelligence, and it has been suggested previously that measures of EI capture little more than empathy. Thus it was also hypothesized that empathy and EI would be related (hypothesis 5a), and that empathy would d ecrease the EI-individua lized consideration relationship (hypothesis 5c). The contention that emotional intellig ence would be related to empathy was supported in the present study (r=.15, p<.05). However, the size of the correlation is smaller than might be expected from past research, and s uggests that the WLEIS does not capture empathy to the extent that other meas ures, such as the SSRI or EQ-I, do. The next hypothesis, that emotional inte lligence would be related to individualized consideration, was not supported (r=.02, n.s.). In contrast to previous findings, there was also no significant relationship between empathy and in dividualized considera tion in the current study (r=.-.04, ns). This finding was unexpecte d, but could be explained in several ways.


73 An initial explanation for the lack of relationship between emotional intelligence and individualized consideration was the amount of exposure employees had to the supervisors they were reporting on. Approxima tely 37% of the employees who reported on their supervisor’s leadership style had work ed with those supervisors less than a year. Because demonstration of indi vidualized consideration requ ires that a leader know a follower’s strengths, weaknesses, and needs, it was possible that leaders who had not interacted enough with followers weren’t sufficiently aware of followers’ needs to treat them on an individualized basis. In this cas e, a stronger relationship between emotional intelligence and individualized consideration would be predicted for those leaderfollower dyads that had interacted enough th at the leader could learn the follower’s characteristics and needs. In order to test this, a moderated regression was run, the results of which negated this explanation. For this regression, individualized cons ideration was regressed on emotional intelligence, tenure of the employee providing data on the leaders’ individualized consideration, and an interaction term comp rised of the product of the two. All terms were significant at the p<.05 level, with the following beta weights; emotional intelligence =.702, tenure =1.85, interaction =-1.99. Approximately 4% of the variance in individualized cons ideration was explained by these factors. A graph of the interaction (Figure 2) shows that those with longer tenure reported a negative relationship between emotional intelligence and individua lized consideration. Those with shorter tenure reported a positive relationship. This ne gates the hypothesis that only those with longer tenure can accurately report a relationship betwee n EI and individualized consideration.


74 Figure 2: Moderation of EI and Indi vidualized Consideration by Tenure Emotional Intelligence and Individualized Consideration0 5 10 15 2045 48 51 54 57 60 63 66 69 72 75Emotional IntelligenceIndividualized Consideration Low Tenure High Tenure This result was counter to expectations A possible explanation might be that leaders high on emotional intelligence make extra efforts to help new employees feel appreciated. On the other hand, leaders lower in emotional intelligence, who are less able to initially perceive the individual needs of new empl oyees, do not respond with individualized consideration. This would cr eate a positive relationship between EI and individualized consideration for those with low tenure. However, as employees spend more time in the organization, emotionally intelligent leaders direct their limited emotional resources elsewhere (perhaps on new employees), and thus decreased their individualized consideration. On the other hand, leaders with low emotional intelligence would learn more about the needs of empl oyees as more time passed, and thus these leaders would be more capable of providing in dividualized consideration to employees as their tenure increased. This would in turn create the appearance of a more negative relationship between emotional intelligence and individualized consideration at high


75 tenure. Before speculating further on this topic, however, results should be replicated in another sample, as this finding is unexpected. As a result of this finding, considerati on was given to the ot her transformational leadership variables in light of their re lationship to employee tenure. Intellectual stimulation involves the leader discovering the follower’s typical ways of thinking and behaving, and encouraging the follower to th ink and act in differe nt ways. As such, intellectual stimulation, like individualized considerati on, may require a leader to understand a follower’s typical ways of thinki ng and behaving, so alternate options can be suggested. Thus, it would be likely that the relationship between emotional intelligence and intellectual st imulation would also be moderated by employee tenure. Conversely, idealized influence, or charisma, should not be dependent on knowledge of an employee. A charismatic leader is one who is able to sincerely convey his or her own beliefs (Wasielewski, 1985). While an understanding of follower’s viewpoints should help a leader to transfer his or her own viewpoints, charismatic behaviors, such as evoking and manipulating emotions, should not be entirely dependent on a leader’s knowledge of a follower. Thus tenure should not motivate the relationship between emotional intelligence and charisma. Th at same should be true for inspirational motivation, which, like charisma, requires that a leader provide followers with emotional or tangible resources to reach a goal. In orde r to motivate a follower in this way, a leader may make the follower excited and confident about the success of reaching a goal. Once again, this shouldn’t require as much knowle dge of the follower’s characteristics as would individualized consideration or in tellectual stimulation. Thus, no moderation


76 should be seen in the relationship between EI and inspirational motivation, when tenure is included. A review of the data supported these c onjectures. Of the four transformational leadership variables, tenure of the empl oyee significantly moderated the relationship between EI and the variable only for indi vidualized considera tion and intellectual stimulation. For inspirational motivation, all beta weights were nons ignificant, and for charisma, only emotional intelligence emerged as a significant predictor ( =.67, p<.05). In the case of intellectual stimulation, all of the terms entered into the regression to test this theory were significant at the p<.01 le vel. Specifically, the beta weights were: emotional intelligence, =1.03; tenure =2.60; interaction =-2.70. Approximately 6% of the variance in intellectual stimulation was explained by these predictors. The relationship has been gra phed in Figure 3, below. Figure 3: Moderation of EI and Intellectual Stimulation by Tenure Emotional Intelligence and Intellectual Stimulation0 5 10 15 20 2545 48 51 54 57 6 0 63 66 69 72 75Emotional IntelligenceIntellectual Stimulation Low Tenure High Tenure These findings, in combination with the earlier significant, unmoderated relationships between emotional intelligence and charisma, and emotional intelligence


77 and inspirational motivation suggest that lead ers high on emotional in telligence do lead in different ways than leaders low on emoti onal intelligence. Leaders high on emotional intelligence appear to act in a more transformational fashion towards new employees when that transformational leadership requires a knowledge of the employee’s characteristics. Leaders low on emotional intelligence appear to act in a more transformational manner only as they have increasing experience with new employees, and thus can learn the employee’s characteristic s. While the direction of this relationship was unexpected, it merits further study. A secondary goal of the pr esent study was to determine if the relationship between emotional intelligence and each of the transformati onal leadership facets could be moderated by the Leader-Member Excha nge relationship. Previous work (Webb, 2004) had shown extremely low interrater reliabili ty in leadership rati ngs, suggesting that multiple subordinates may view the same l eader quite differently. LMX was proposed as an explanation for that lack of reliability. Further, it was expected that when LMX levels were high, emotional intelligence would pr edict charisma, inspirational motivation, intellectual stimulation, and i ndividualized consideration, but when LMX levels were low, these relationships w ould not be significant. This prediction was only supported for one of the four leader ship facets in the present study. Specifically, the moderated regr ession suggested that the nature of the relationship between emotional intelligence and charisma changed with the degree of the Leader-Member Exchange relationship. As de picted in Figure 1, there was a positive relationship between emotional intelligence and charisma at higher levels of LMX. When LMX levels dropped, this relationship became less apparent. This was not the case for


78 inspirational motivation, inte llectual stimulation, or i ndividualized consideration, however. One possibility is that moderated re gression analyses typi cally have low power, which would make it difficult to find exp ected moderators. An alternate explanation stems from the extremely high correlation between Leader-Member Exchange and each of the transformational leadership variables. Given the strength of these relationships, which displayed zero order correlations betw een .55 and .79, there was less room left than expected for emotional intelligence, or an interaction between emotional intelligence and LMX, to predict additional variance in transformational leadership. In fact, this correlation suggests the need to re-examine the relati onship of transformational leadership to Leader-Member Exchange. Given that the correlation between LMX and each of the transformational leadership subscales was as high, or higher, than many of the correlations between the transformational leadership subscales themselves, perhaps the current conceptualization of Leader-Member Exchange and transformationa l leadership as separate constructs is inaccurate. While surface content of the ite ms on the LMX-7 scale are substantially different from the items on three of the MLQ5X subscales, the correlations suggest that both may be tapping at least a portion of th e same underlying construct. Also, items on the LMX-7 scale are similar to items on the MLQ-5X subscale that measures individualized consideration. For example, the LMX-7 asks, “How well does your leader understand your job problems and needs? ” while the MLQ-5X subscale for individualized consideration asks a follower to rate the extent to which his or her leader, “Considers me as having different needs, ab ilities, and aspirations from others.”


79 While it is logical to view the quality of the leadership relationship separately from the quality of the leader’s behavior, it may be the case that this separation does not exist. The quality of the leader’s behavior ma y indeed be so strongly related to the quality of the relationship that the two factors can’t be discerned. The strength of this relationship would preclude the possibility of leadership quality serving as a moderating variable. Future research examining this re lationship in greater depth appears warranted. Additionally, through explorator y hypothesis A-1, this study adds further fuel to the fire to suggest that emotional intell igence and job satisfaction are not related. Previous research has come to conflicting co nclusions on this subjec t. The present study, while providing additional data, does little to clarify the disagreement. However, the accumulated job satisfaction rese arch of the past 30 years seems to have reached the conclusion that job satisfaction has a broad ra nge of determinants and moderators. Thus, it is possible that emotional intelligence might predict specific facet s of job satisfaction, such as satisfaction with supe rvisor, but not the overall sa tisfaction that was measured here. Further research into this topi c could provide addi tional understanding. In conclusion, the present study provides empirical support for direct relationships between emotional intelligence and two of th e branches of transformational leadership. At a basic level, these findings help to vali date many researchers’ theories regarding EI and transformational leadership. They also sugge st that it is possible to develop a self report measure of emotional intelligence that is not so correlated w ith other personality characteristic measures as to lack utility. The study as a whole provides evidence that significant relationships do exist between emotional intelligence and charisma, and emotional intelligence and in spirational motivation. It furt her suggests that a leader’s


80 emotional intelligence will predict some of his or her transformational behaviors in different ways for employees with different amounts of tenure. The present study also tentatively supports the contention that emoti onal intelligence is com posed of more than just personality characteristic s, as each of those constructs are currently operationalized. When emotional intelligence was regressed on the three personality variables, they accounted for 35% of the variance. As is the case with other findings in this study, this result suggests that while EI and personality ar e strongly related, not a ll of the variance in EI is accounted for by the personal ity facets measured in this study. These findings suggest a number of dire ctions for future research. As noted above, the present research suggests a linkage between transformational leadership and Leader-Member Exchange that has not been ex plored sufficiently. Further exploration of that relationship seems warranted. Beyond this, additional research could address several flaws in the present study. An initial change would be to verify that each follower reporting on a leader’s leader ship style had interacted e nough with the leader to make such ratings. Because many jobs differ in the extent to which a supervisor and subordinate interact, simply limiting the samp le to only those who had worked together for a certain number of months would not succeed in this goal. However, asking subordinates about the extent to which they felt they had seen the behaviors relevant to the ratings they were to make could allow future researchers to remove data from subordinates who had only seen a few, or none, of the relevant behaviors. Future studies should also seek a more di verse sample. The gene ralizability of the findings in the present study is called into que stion due to the sample. Based on the stages during which data was collected, the author estimates that approximately 60 to 75% of


81 respondents were I/O psychologi sts, who were likely well versed in the nuances of leadership. This could have biased their ab ility to complete the relevant measures objectively as they might have recognized the sc ales. It also limits the generalizability to alternate populations. It w ould be worthwhile to study how well the present findings replicate in other samples of supervisors and subordinates who worked in areas outside of I/O psychology. Likewise, the vast majority of the present sample was composed of white collar workers. Thus, replication in a population of blue collar workers might produce significantly different results. Another aim of this replication should also be to increase the range of responses and also the response rate. While the low res ponse rate in the pres ent study is likely a function of the data collection method used, it calls into question th e generalizability of the present findings, especially given the skew of several of the response scales. Future research should seek ways to encourage supervisors with a wide range of leadership skills to participate, as well as ways to encourag e direct reports to provide accurate data. If privacy concerns were an issue in th e present study, as they most likely were, then it can be expected that subordinates who had more negative vi ews of their leaders would be less likely to respond, thus poten tially biasing the sample. Any methodology that could better guarantee anonymity, and thus improve the amount of data provided by subordinates would likely improve the valid ity and generalizabili ty of this study. The field of emotional intelligence woul d also benefit from more in-depth study of the different measures used to capture EI The measure used in the present study seems to avoid some of the criticisms associated with other self re port measures, in that it shows incremental validity beyond re lated personality constructs. However, given that the


82 debate between supporters of pure ability measures and mode ls and supporters of mixed models and measures, further research on this topic is warranted. Specifically, while the current measure shows a great deal of prom ise, its authors (Wong and Law, 2002) do not recommend using it to reflect each of the f our components of emotional intelligence. Rather, according to Wong and Law, it should only be used as an overall measure of emotional intelligence. If the ability model of emotional intelligence is accurate, then it should be possible to accurately measure each of the four components of that model. Thus, research to develop a scale that will allow such measurement is warranted. A final suggestion would be to begin to ex amine the direction of causality in the leadership-emotional intell igence relationship. Several studies have now found a relationship between emotional intellige nce and leadership (e.g., Webb, 2004; Srivsastava and Bharamanaikar, 2004; Mande ll and Pherwani, 2003). If one accepts that the relationship does exist, is it possible that training leaders on emotional intelligence could lead to an increase in their transforma tional behaviors? Given that transformational leadership behaviors in supervisors are hi ghly correlated with job satisfaction in followers, anything that could be done to in crease a leader’s transformational behaviors would likely have a tangible benefit for his or her followers. Thus, determining if the qualities associated with emo tional intelligence could be taught could lead to other positive changes. There are countless other research possibi lities suggested by th e present work. As the topic of emotional intelligence ga ins attention and study (and increases in controversy) the utility of studies such as th is increases. As it is, the present study serves


83 as fuel to two separate fires: It adds to the raging debate surrounding emotional intelligence and it suggests new directions for research in leadership.


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91 Appendices


92 Appendix A: Study Measures Wong and Law Emotional Intelligence Scale (Wong & Law, 2002) Below are a number of statements that conc ern your beliefs about yourself. Please read each statement and circle the number that corresponds with how well the statement describes you. Item # Strongly disagree Disagree Unsure Agree Strongly Agree 1 I have a good sense of why I have certain feelings most of the time. 0 1 2 3 4 2 I have a good understanding of my own emotions.0 1 2 3 4 3 I really understand what I feel. 0 1 2 3 4 4 I always know whether or not I am happy. 0 1 2 3 4 5 I always know my friends’ emotions from their behavior. 0 1 2 3 4 6 I am a good observer of others’ emotions. 0 1 2 3 4 7 I am sensitive to the feelings and emotions of others. 0 1 2 3 4 8 I have good understanding of the emotions of people around me. 0 1 2 3 4 9 I always set goals for myself and then try my best to achieve them. 0 1 2 3 4 10 I always tell myself I am a competent person. 0 1 2 3 4 11 I am a self-motivated person. 0 1 2 3 4 12 I would always encourage myself to try my best. 0 1 2 3 4 13 I am able to control my anger and handle difficulties rationally. 0 1 2 3 4 14 I am quite capable of controlling my own emotions. 0 1 2 3 4 15 I can always calm down quickly when I am very angry. 0 1 2 3 4 16 I have good control of my own emotions. 0 1 2 3 4


93 New General Self-Efficacy Scale (N GSE) (Chen, Gully & Eden, 2001) Below are a number of statements that conc ern your beliefs about yourself. Please read each statement and circle the number that corresponds with how well the statement describes you Item Not true at all Hardly true Moderately true Exactly true 1. I will be able to achieve most of the goals I have set for myself. 0 1 2 3 2. When facing difficult tasks, I am certain I will achieve them. 0 1 2 3 3. In general, I think I can obtain outcomes that are important to me. 0 1 2 3 4. I believe I can succeed at most any endeavor to which I set my mind. 0 1 2 3 5. I will be able to successfully overcome many challenges. 0 1 2 3 6. I am confident I can perform effectively on many tasks. 0 1 2 3 7. Compared to other people, I can do most tasks very well. 0 1 2 3 8. Even when things are tough, I can perform quite well. 0 1 2 3

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94 Private Self-Consciousness subscale of the Se lf-Consciousness Scale (Fenigstein, Scheier & Buss, 1975) Below are a number of statements that conc ern your beliefs about yourself. Please read each statement and circle the number that corresponds with how well the statement describes you. Item Extremely uncharacteristic of me Somewhat uncharacteristic of me Neither characteristic or uncharacteristic of me Somewhat characteristic of me Extremely characteristic of me 1 I’m always trying to figure myself out. 0 1 2 3 4 2 Generally, I’m not very aware of myself. 0 1 2 3 4 3 I’m often the subject of my own fantasies. 0 1 2 3 4 4 I never scrutinize myself. 0 1 2 3 4 5 I’m generally attentive to my inner feelings. 0 1 2 3 4 6 I sometimes have the feeling that I’m off somewhere watching myself. 0 1 2 3 4 7 I’m alert to changes in my mood. 0 1 2 3 4 8 I’m aware of the way my mind works when I work through a problem. 0 1 2 3 4 9 I reflect about myself a lot. 0 1 2 3 4 10 I’m constantly examining my motives. 0 1 2 3 4

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95 Davis Empathy Scale (Davis, 1994) Below are a number of statements that conc ern your beliefs about yourself. Please read each statement and circle the number that corresponds with how well the statement describes you. Item Not true at all Hardly true Neither true nor untrue Moderately true Exactly true 1. I often have tender, conc erned feelings for people less fortunate than me. 0 1 2 3 4 2. Sometimes I don’t feel very sorry for other people when they are having problems. 0 1 2 3 4 3. When I see someone being taken advantage of, I feel kind of protec tive toward them. 0 1 2 3 4 4. Other people’s misfortunes do not usually disturb me a great deal. 0 1 2 3 4 5. When I see someone treated unfairly, I sometimes don’t feel very much pity for them. 0 1 2 3 4 6. I am often quite touc hed by things that I see happen. 0 1 2 3 4 7. I would describe myself as a pretty soft hearted person. 0 1 2 3 4

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96 LMX 7 (Graen & Uhl-Bien, 1995) For each of the items listed below, please circle the response option that best describes your beliefs. 1. Do you know where you stand with your lead er. . do you usually know how satisfied your leader is with what you do? Rarely Occasionally Sometimes Fairly Often Very Often 2. How well does your leader understa nd your job problems and needs? Not a Bit A Little A Fair Amount Quite a Bit A Great Deal 3. How well does your leader recognize your potential? Not At All A Little Moderately Mostly Fully 4. Regardless of how much formal authority he/she has built into his/her position, what are the chances that your leader would use his/her power to help you solve problems in your work? None Small Moderate High Very High 5. Again, regardless of the amount of formal authority your leader has, what are the chances that he/she would “bail you out” at his or her expense? None Small Moderate High Very High 6. I have enough confidence in my leader that I would defend and ju stify his/her decision if he/she were not present to do so. Strongly Disagree Disagree Neutral Agree Strongly Agree 7. How would you characterize your work ing relationship with your leader? Extremely Ineffective Worse Than Average Average Better Than Average Extremely Effective

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97 Job Satisfaction Subscale of the Michi gan Organizational Assessment Questionnaire (Cammann, C., Fichman, M., Jenkins, D. & Klesh, J., 1979) Please circle the response that best describes how you feel. All in all I am satisfied with my job. Strongly disagree Disagree Slightly disagree Neither agree nor disagree Slightly agree Agree Strongly agree In general, I don’t like my job. Strongly disagree Disagree Slightly disagree Neither agree nor disagree Slightly agree Agree Strongly agree In general, I like working here. Strongly disagree Disagree Slightly disagree Neither agree nor disagree Slightly agree Agree Strongly agree

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98 Appendix B: Respondent Demographics Survey Respondent Demographic Information Table 10: Tenure in Current Position Tenure in Job Number of Respondents Percent Less than 6 months 75.98% 6 to 11 months 108.55% Between 12 and 35 months 3933.33% More than 36 months 6152.14% Table 11: Hours Worked per Week Hours Worked Number of Respondents Percent 0 to 9 010 to 19 020 to 29 030 to 39 21.71% 40 or more 11598.29% Table 12: Number of Direct Report Employees Number of Direct Reports Number of Respondents Percent One 1512.93% 2 to 5 5547.41% 6 to 10 2521.55% 11 to 20 1412.07% More than 20 76.03% Table 13: Respondent Gender Hours Worked Number of Respondents Percent Male 7160.68% Female 4639.32% Table 14: Respondent Age Age 16 to 20 021 to 30 65.13% 31 to 40 4135.04% 41 to 50 4135.04% 51 to 60 2322.22% 61 or above 32.56%

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About the Author Shannon Webb graduated magna cum laude in 2001 with Bachelor’s Degrees from the University of Ca lifornia, Irvine in Psychol ogy and Anthropology. In 2004, she received a Master’s Degree in Industrial/Organizational Ps ychology from the University of South Florida. Her resear ch interests have focused on emotions, leadership, and testing. She has published research in the J ournal of Applied Social Psychology and in Applied HRM Research. In addition, Ms. Webb taught variety of courses while at the University of South Florida, and is presentl y working in an applied setting developing licensure examinations.

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ABSTRACT: Varying theories have been presented about the relationship of emotional intelligence to transformational leadership. The present study examines the extent to which a self report measure of emotional intelligence, based upon an ability model, can predict each of the four components of transformational leadership. This study further considers the extent to which the quality of a leader-follower dyas Leader-Member Exchange relationship can moderate the relationship between emotional intelligence and transformational leadership. Study results demonstrate that emotional intelligence is related to several components of transformational leadership, and that both the quality of the Leader-Member Exchange relationship and the tenure of the follower can moderate the relationship between emotional intelligence and some of the components of transformational leadership.
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